# The Financial Services and Markets Act 2000 (Interim Permissions) Order 2001, Article 3: Relevant Applicant


(1) This Order applies to a person who—
(a) has, on or before 31 October 2001, made an application to the Authority—
(i) under section 40 for permission to carry on a newly regulated activity; or
(ii) under section 44 to add a newly regulated activity to his Part IV permission; and
(b) was at 3 September 2001 carrying on by way of business the newly regulated activity to which the application mentioned in sub-paragraph (a) relates.
(2) This Order also applies to a person who—
(a) has on or before 31 October 2001 made an application to the Authority—
(i) under section 40 for permission to carry on an overseas regulated activity; or
(ii) under section 44 for variation to add an overseas regulated activity to his Part IV permission; and
(b) was at 3 September 2001 carrying on by way of business that overseas regulated activity in a country or territory outside the United Kingdom.
(3) In this Order, a person to whom this Order applies in accordance with this article is referred to as a “Relevant Applicant”.

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Source: https://www.legislation.gov.uk/uksi/2001/3374/article/3 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-interim-permissions-order-2001/article-3
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.