{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked.json",
  "id": "uksi/2007/126",
  "title": "The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (revoked)",
  "short_title": "Financial Services and Markets Act 2000 (Markets in Financial Instruments) 2007",
  "long_title": ". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .",
  "citation": "S.I. 2007/126",
  "type": "uksi",
  "year": "2007",
  "number": "126",
  "version": "current",
  "date": "2007-01-24",
  "revised": true,
  "valid_from": "2023-08-29",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/1",
      "kind": "part",
      "number": "1",
      "heading": "GENERAL",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation and commencement",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-1",
      "extent": null,
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Interpretation",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "Amendments of primary and secondary legislation",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-3",
      "extent": null,
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "part/2",
      "kind": "part",
      "number": "2",
      "heading": "PART IV PERMISSION: INVESTMENT FIRMS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "General restriction on giving Part IV permission",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/4A",
      "kind": "regulation",
      "number": "4A",
      "heading": "Applications to be an exempt investment firm",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-4A",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/4B",
      "kind": "regulation",
      "number": "4B",
      "heading": "Limitation on exempt investment firms",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-4B",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/4C",
      "kind": "regulation",
      "number": "4C",
      "heading": "Requirements to be applied to exempt investment firms",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-4C",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "part/3",
      "kind": "part",
      "number": "3",
      "heading": "TRANSITIONAL AND SAVING PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Transitional and saving provisions: market operators",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-5",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/6",
      "kind": "regulation",
      "number": "6",
      "heading": "Transitional and saving provisions: EEA firms",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-6",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/6A",
      "kind": "regulation",
      "number": "6A",
      "heading": "Transitional provisions: EEA investment firms exercising passport rights under the investment services directive",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-6A",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Transitional provisions: UK investment firms exercising passport rights under the investment services directive",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/7A",
      "kind": "regulation",
      "number": "7A",
      "heading": "Transitional provision: investment research and financial analysis",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-7A",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Additional saving provision: UK investment firms",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-8",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/9",
      "kind": "regulation",
      "number": "9",
      "heading": "Transitional provision: appointed representatives and tied agents",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-9",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/9A",
      "kind": "regulation",
      "number": "9A",
      "heading": "Transitional provision: exempt investment firms",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-9A",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/9B",
      "kind": "regulation",
      "number": "9B",
      "heading": "Transitional provision: operators of alternative trading systems",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-9B",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/9C",
      "kind": "regulation",
      "number": "9C",
      "heading": "Transitional provision for investment firms and credit institutions in relation to options, futures and contracts for differences",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-9C",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/9D",
      "kind": "regulation",
      "number": "9D",
      "heading": "Transitional provision for management companies in relation to options, futures and contracts for differences",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-9D",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/9E",
      "kind": "regulation",
      "number": "9E",
      "heading": "Transitional provision in relation to client classification",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-9E",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/10",
      "kind": "regulation",
      "number": "10",
      "heading": "Interpretation of Part 3",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/regulation-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/signature",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "schedule/1",
      "kind": "schedule",
      "number": "1",
      "heading": "AMENDMENTS OF PART 13 OF THE ACT",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/1/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-1/paragraph-1",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/1"
    },
    {
      "path": "schedule/1/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-1/paragraph-2",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/1"
    },
    {
      "path": "schedule/1/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-1/paragraph-3",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/1"
    },
    {
      "path": "schedule/1/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-1/paragraph-4",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/1"
    },
    {
      "path": "schedule/2",
      "kind": "schedule",
      "number": "2",
      "heading": "AMENDMENTS OF PART 18 OF THE ACT",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/2/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-1",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-2",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-3",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-4",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-5",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-6",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/7",
      "kind": "paragraph",
      "number": "7",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-7",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/8",
      "kind": "paragraph",
      "number": "8",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-8",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/9",
      "kind": "paragraph",
      "number": "9",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-9",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/10",
      "kind": "paragraph",
      "number": "10",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-10",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/11",
      "kind": "paragraph",
      "number": "11",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-11",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/12",
      "kind": "paragraph",
      "number": "12",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-12",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/13",
      "kind": "paragraph",
      "number": "13",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-13",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/14",
      "kind": "paragraph",
      "number": "14",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-14",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/15",
      "kind": "paragraph",
      "number": "15",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-15",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/16",
      "kind": "paragraph",
      "number": "16",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-2/paragraph-16",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/3",
      "kind": "schedule",
      "number": "3",
      "heading": "PART 18A OF THE ACT",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/3/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-3/paragraph-1",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/3"
    },
    {
      "path": "schedule/4",
      "kind": "schedule",
      "number": "4",
      "heading": "AMENDMENTS OF SCHEDULE 3 TO THE ACT",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/4/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-1",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-2",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-3",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-4",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-5",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-6",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/7",
      "kind": "paragraph",
      "number": "7",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-7",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/8",
      "kind": "paragraph",
      "number": "8",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-8",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/9",
      "kind": "paragraph",
      "number": "9",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-9",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/10",
      "kind": "paragraph",
      "number": "10",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-10",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/11",
      "kind": "paragraph",
      "number": "11",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-11",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/12",
      "kind": "paragraph",
      "number": "12",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-4/paragraph-12",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/5",
      "kind": "schedule",
      "number": "5",
      "heading": "OTHER AMENDMENTS OF THE ACT",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/5/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-1",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": "Amendment of section 39",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-2",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": "Section 39A",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-3",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": "Amendment of section 45",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-4",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": "Amendment of section 66(2)",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-5",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": "Amendment of section 102B",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-6",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/7",
      "kind": "paragraph",
      "number": "7",
      "heading": "Amendment of section 167",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-7",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/8",
      "kind": "paragraph",
      "number": "8",
      "heading": "Amendment of section 168",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-8",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/9",
      "kind": "paragraph",
      "number": "9",
      "heading": "Amendment of section 171",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-9",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/10",
      "kind": "paragraph",
      "number": "10",
      "heading": "Amendment of section 205",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-10",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/11",
      "kind": "paragraph",
      "number": "11",
      "heading": "Amendment of section 206",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-11",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/12",
      "kind": "paragraph",
      "number": "12",
      "heading": "Amendment of section 347",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-12",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/13",
      "kind": "paragraph",
      "number": "13",
      "heading": "Amendment of section 380",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-13",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/14",
      "kind": "paragraph",
      "number": "14",
      "heading": "Amendment of section 382",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-14",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/15",
      "kind": "paragraph",
      "number": "15",
      "heading": "Amendment of section 384",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-15",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/16",
      "kind": "paragraph",
      "number": "16",
      "heading": "Amendment of section 392",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-16",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/17",
      "kind": "paragraph",
      "number": "17",
      "heading": "Amendment of section 405",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-17",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/18",
      "kind": "paragraph",
      "number": "18",
      "heading": "Sections 412A and 412B",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-18",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/19",
      "kind": "paragraph",
      "number": "19",
      "heading": "Amendment of section 417",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-19",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/20",
      "kind": "paragraph",
      "number": "20",
      "heading": "Amendment of section 422",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-20",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/21",
      "kind": "paragraph",
      "number": "21",
      "heading": "Amendment of section 424A",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-21",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/22",
      "kind": "paragraph",
      "number": "22",
      "heading": "Amendment of section 425",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-22",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/23",
      "kind": "paragraph",
      "number": "23",
      "heading": "Amendment of Schedule 1",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-23",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/24",
      "kind": "paragraph",
      "number": "24",
      "heading": "Amendment of Schedule 6",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-5/paragraph-24",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/6",
      "kind": "schedule",
      "number": "6",
      "heading": "CONSEQUENTIAL AMENDMENTS OF OTHER ENACTMENTS",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/6/part/1",
      "kind": "part",
      "number": "1",
      "heading": "AMENDMENTS OF PRIMARY LEGISLATION",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6"
    },
    {
      "path": "schedule/6/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": "Amendment of the Judicial Pensions Act (Northern Ireland) 1951",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-1",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": "Amendment of the County Courts Act (Northern Ireland) 1959",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-2",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": "Amendment of the Resident Magistrates' Pensions Act (Northern Ireland) 1960",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-3",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": "Amendment of the Superannuation Act 1972",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-4",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": "Amendment of the Consumer Credit Act 1974",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-5",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": "Amendment of the Judicial Pensions Act 1981",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-6",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/7",
      "kind": "paragraph",
      "number": "7",
      "heading": "Amendment of the Companies Act 1985",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-7",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/8",
      "kind": "paragraph",
      "number": "8",
      "heading": "Amendment of the Finance Act 1986",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-8",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/9",
      "kind": "paragraph",
      "number": "9",
      "heading": "Amendment of the Building Societies Act 1986",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-9",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/10",
      "kind": "paragraph",
      "number": "10",
      "heading": "Amendment of the Friendly Societies Act 1992",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-10",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/11",
      "kind": "paragraph",
      "number": "11",
      "heading": "Amendment of the Judicial Pensions and Retirement Act 1993",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-11",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/12",
      "kind": "paragraph",
      "number": "12",
      "heading": "Amendment of the Data Protection Act 1998",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-12",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/paragraph/13",
      "kind": "paragraph",
      "number": "13",
      "heading": "Amendment of the Competition Act 1998",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-13",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/1"
    },
    {
      "path": "schedule/6/part/2",
      "kind": "part",
      "number": "2",
      "heading": "AMENDMENTS OF SECONDARY LEGISLATION",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6"
    },
    {
      "path": "schedule/6/paragraph/14",
      "kind": "paragraph",
      "number": "14",
      "heading": "Amendment of the Financial Markets and Insolvency (Settlement Finality) Regulations 1999",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-14",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/2"
    },
    {
      "path": "schedule/6/paragraph/15",
      "kind": "paragraph",
      "number": "15",
      "heading": "Amendment of the Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-15",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/2"
    },
    {
      "path": "schedule/6/paragraph/16",
      "kind": "paragraph",
      "number": "16",
      "heading": "Amendment of the Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-16",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/part/2"
    },
    {
      "path": "schedule/6/paragraph/17",
      "kind": "paragraph",
      "number": "17",
      "heading": "Amendment of the Insurers (Reorganisation and Winding Up) Regulations 2004",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-17",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/2"
    },
    {
      "path": "schedule/6/paragraph/18",
      "kind": "paragraph",
      "number": "18",
      "heading": "Amendment of the Credit Institutions (Reorganisation and Winding up) Regulations 2004",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-18",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/2"
    },
    {
      "path": "schedule/6/paragraph/19",
      "kind": "paragraph",
      "number": "19",
      "heading": "Amendment of the Financial Conglomerates and Other Financial Groups Regulations 2004",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-19",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/2"
    },
    {
      "path": "schedule/6/paragraph/20",
      "kind": "paragraph",
      "number": "20",
      "heading": "Amendment of the Investment Recommendation (Media) Regulations 2005",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-6/paragraph-20",
      "extent": null,
      "status": "repealed",
      "parent": "schedule/6/part/2"
    },
    {
      "path": "schedule/7",
      "kind": "schedule",
      "number": "7",
      "heading": "EXERCISE OF PASSPORT RIGHTS UNDER THE INVESTMENT SERVICES DIRECTIVE",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/8",
      "kind": "schedule",
      "number": "8",
      "heading": "TRANSITIONAL PROVISION FOR PART IV PERMISSIONS",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/9",
      "kind": "schedule",
      "number": "9",
      "heading": "TRANSITIONAL PROVISION IN RELATION TO CLIENT CLASSIFICATION",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/schedule-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/note",
      "extent": null,
      "status": null,
      "parent": null
    }
  ],
  "has_text": true,
  "pdfs": [
    {
      "title": "Printed copy",
      "main": true,
      "language": null,
      "date": "2007-12-05",
      "size": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/pdf/uksi_20070126_en.pdf",
      "source_url": "https://www.legislation.gov.uk/uksi/2007/126/pdfs/uksi_20070126_en.pdf"
    },
    {
      "title": "Explanatory Memorandum",
      "main": false,
      "language": null,
      "date": "2007-12-05",
      "size": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/pdf/uksiem_20070126_en.pdf",
      "source_url": "https://www.legislation.gov.uk/uksi/2007/126/pdfs/uksiem_20070126_en.pdf"
    }
  ],
  "outstanding_effects": [],
  "made_under": [],
  "changes_made_to": 45,
  "changes_made_to_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/changes.json",
  "changes_made_by": 114,
  "changes_made_by_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2007-revoked/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2007/126",
    "retrieved_at": "2026-10-29T04:06:56.209650+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}