# The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, Regulation 33: Provision of information to the FCA concerning direct electronic access

Extent: E+W+S+N.I.

(1) The FCA may require a member of, or participant in, a regulated market or multilateral trading facility subject to the requirements set out in regulation 32 (“M”) to provide on a regular or ad hoc basis—
(a) a description of the systems and controls mentioned in regulation 32(4);
(b) evidence that those systems and controls have been applied; and
(c) the information stored in accordance with regulation 32(9) .
(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Source: https://www.legislation.gov.uk/uksi/2017/701/regulation/33 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2017/regulation-33
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.