# The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, Regulation 8: Meaning of “exempt investment firm” in Chapter 1

Extent: E+W+S+N.I.

In this Chapter “exempt investment firm” means an authorised person who—
(a) is an investment firm; and
(b) has a Part 4A permission;
but to whom the appropriate regulator has granted exemption from authorisation and operating conditions which usually apply to investment firms.

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Source: https://www.legislation.gov.uk/uksi/2017/701/regulation/8 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2017/regulation-8
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.