# The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, Paragraph 12: Warning notice


(1) If a regulator proposes to—
(a) publish a statement in respect of a person under paragraph 10; or
(b) impose a penalty on a person under paragraph 11,
it must give the person a warning notice.
(2) A warning notice about a proposal to publish a statement must set out the terms of the statement.
(3) A warning notice about a proposal to impose a penalty must state the amount of the penalty.

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Source: https://www.legislation.gov.uk/uksi/2017/701/schedule/1/paragraph/12 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2017/schedule-1/paragraph-12
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.