# The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, Paragraph 9: Interpretation of Part 3


(1) In this Part, “regulator” means the FCA or the PRA.
(2) In paragraphs 10 and 11, “appropriate regulator” means—
(a) in relation to a contravention of a requirement imposed by the PRA on a PRA-authorised person under Part 5 of these Regulations, the PRA; and
(b) in relation to any other contravention of these Regulations or of Article 28 of the markets in financial instruments regulation, the FCA.

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Source: https://www.legislation.gov.uk/uksi/2017/701/schedule/1/paragraph/9 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2017/schedule-1/paragraph-9
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

