{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2017/schedule-2/paragraph-3",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2017/schedule-2/paragraph-3.json",
  "legislation": "uksi/2017/701",
  "legislation_title": "The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2017",
  "path": "schedule/2/paragraph/3",
  "kind": "paragraph",
  "number": "3",
  "heading": null,
  "text": "(1) Section 39A (certain tied agents operating outside the United Kingdom) is amended as follows.\n(2) In subsection (6)—\n(a) for paragraph (c) substitute—\n“(c) enters into a relevant contract with an agent who is not entered on—\n(i) the record maintained by the FCA by virtue of section 347(1)(ha), or\n(ii) the register of tied agents of another EEA State maintained pursuant to Article 29 of the markets in financial instruments directive,”; and\n(b) in paragraph (d) after “record” insert “ or register, ”.\n(3) In subsection (8)(a) for “Article 4.1.25” substitute “ Article 4.1.29 ”.\n(4) In subsection (9) in the definition of “competent authority” for “Article 4.1.22” substitute “ Article 4.1.26 ”.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "M",
      "label": "M1",
      "text": "Section 39A was inserted by S.I. 2007/126."
    },
    {
      "type": "M",
      "label": "M2",
      "text": "Paragraph (c) was amended by paragraph 6 of Schedule 18 to the Financial Services Act 2012."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2017/701/schedule/2/paragraph/3",
    "retrieved_at": "2026-10-28T23:10:02.096065+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}