# The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, Paragraph 3: Uncertificated Securities Regulations 2001


In paragraph 28 of Schedule 1 to the Uncertificated Securities Regulations 2001 (requirements for approval of a person as operator)—
(a) omit sub-paragraph (3) ; and
(b) in sub-paragraph (4) —
(i) in the definition of “branch”, for “4.1.26” substitute “ 4.1.30 ”;
(ii) in the definition of “financial instrument”, for “4.1.17” substitute “ 4.1.15 ”;
(iii) in the definition of “markets in financial instruments directive” for “2004/39/EC” substitute “ 2014/65/EU ”; and
(iv) in the definition of “markets in financial instruments directive” for “21st April 2004” substitute “ 15 May 2014 ”.

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Source: https://www.legislation.gov.uk/uksi/2017/701/schedule/5/paragraph/3 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2017/schedule-5/paragraph-3
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.