{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001.json",
  "id": "uksi/2001/3650",
  "title": "The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001",
  "short_title": "Financial Services and Markets Act 2000 (Miscellaneous Provisions) 2001",
  "long_title": "This Order amends Orders previously made under the Financial Services and Markets Act 2000 (c. 8) (“FSMA”) and also makes miscellaneous additional provision needed for the implementation of FSMA.",
  "citation": "S.I. 2001/3650",
  "type": "uksi",
  "year": "2001",
  "number": "3650",
  "version": "current",
  "date": "2001-11-09",
  "revised": false,
  "valid_from": null,
  "extent": null,
  "unapplied_effects": 20,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/I",
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      "heading": "GENERAL",
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      "extent": null,
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    },
    {
      "path": "article/1",
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      "number": "1",
      "heading": "Citation and commencement",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/article-1",
      "extent": null,
      "status": null,
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      "path": "part/II",
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      "number": "II",
      "heading": "AMENDMENTS TO ORDERS MADE UNDER THE ACT",
      "url": null,
      "extent": null,
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    },
    {
      "path": "part/II/chapter/1",
      "kind": "chapter",
      "number": null,
      "heading": "The Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001 (S.I. 2001/1062)",
      "url": null,
      "extent": null,
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    {
      "path": "article/2",
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      "heading": "Arrangements not amounting to collective investment schemes",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/article-2",
      "extent": null,
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    {
      "path": "part/II/chapter/2",
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      "number": null,
      "heading": "The Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001 (S.I. 2001/1227)",
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    },
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      "path": "article/3",
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      "heading": "Mortgage activities carried on by members of the professions",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/article-3",
      "extent": null,
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      "path": "part/II/chapter/3",
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      "heading": "The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001 (S.I. 2001/1335)",
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    },
    {
      "path": "article/4",
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      "heading": "Financial promotion exemption for appointed representatives",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/article-4",
      "extent": null,
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      "parent": "part/II/chapter/3"
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    {
      "path": "article/5",
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      "heading": "Interests in funeral plan contracts",
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      "number": null,
      "heading": "The Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) Order 2001 (S.I. 2001/2636)",
      "url": null,
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      "path": "article/6",
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      "heading": "Persons authorised under the Banking Act 1987",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/article-6",
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      "heading": "Companies authorised under the Insurance Companies Act 1982",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/article-7",
      "extent": null,
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      "path": "article/8",
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      "heading": "Friendly societies authorised under the Friendly Societies Act 1992",
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      "heading": "Building societies authorised under the Building Societies Act 1986",
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      "heading": "Disqualification directions on the public record",
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      "heading": "The Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) Order 2001 (S.I. 2001/2637)",
      "url": null,
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    {
      "path": "article/11",
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      "number": "11",
      "heading": "Definition of “the Regulator”",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/article-11",
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      "extent": null,
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    {
      "path": "part/III",
      "kind": "part",
      "number": "III",
      "heading": "MISCELLANEOUS PROVISION",
      "url": null,
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      "path": "article/13",
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    {
      "path": "article/14",
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      "number": "14",
      "heading": "Winding up of persons previously authorised under the Financial Services Act etc.",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/article-14",
      "extent": null,
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      "path": "article/16",
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      "heading": "The Rehabilitation of Offenders Act 1974",
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      "extent": null,
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      "path": "article/17",
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      "heading": "Disqualification of members of the Financial Services Tribunal",
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      "extent": null,
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      "path": "article/18",
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      "heading": "Duty of auditors to communicate matters to the Authority",
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      "extent": null,
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      "path": "article/19",
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      "number": "19",
      "heading": "Reports under the Financial Services Act and the Banking Act",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-miscellaneous-provisions-order-2001/article-19",
      "extent": null,
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      "path": "article/20",
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      "heading": "Report under the Insurance Companies Act",
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      "extent": null,
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      "path": "article/21",
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      "heading": "Transfer of property, rights and liabilities",
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      "path": "article/23",
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      "path": "article/24",
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      "heading": "Exemption from liability in damages",
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      "path": "article/27",
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      "number": null,
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      "extent": null,
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    {
      "path": "note",
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      "number": null,
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      "extent": null,
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      "type": "substituted",
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      "type": "inserted",
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      "type": "revoked",
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      "type": "word substituted",
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      "type": "word substituted",
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