{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-misleading-statements-and-practices-order-2001/article-3",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-misleading-statements-and-practices-order-2001/article-3.json",
  "legislation": "uksi/2001/3645",
  "legislation_title": "The Financial Services and Markets Act 2000 (Misleading Statements and Practices) Order 2001",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-misleading-statements-and-practices-order-2001",
  "path": "article/3",
  "kind": "article",
  "number": "3",
  "heading": "Specified kinds of activity",
  "text": "The following kinds of activity are specified for the purposes of section 397(9)(a) of the Act—\n(a) a controlled activity;\n(b) an activity which falls within paragraph 9 (providing funeral plan contracts) of Schedule 1 to the Financial Promotion Order, or agreeing to carry on such an activity;\n(c) an activity which falls within paragraph 10 (providing qualifying credit) of that Schedule, or agreeing to carry on such an activity;\n(d) an activity of the kind specified by article 45 (sending dematerialised instructions), 51 (establishing etc. a collective investment scheme), 52 (establishing etc. a stakeholder pension scheme) or 57 (managing the underwriting capacity of a Lloyd’s syndicate) of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "S.I. 2001/544, amended by S.I. 2001/3544."
    }
  ],
  "outstanding_effects": [
    {
      "type": "inserted",
      "affecting": "uksi/2003/1474",
      "affecting_title": "The Financial Services and Markets Act 2000 (Misleading Statements and Practices) (Amendment) Order 2003"
    },
    {
      "type": "words substituted",
      "affecting": "uksi/2003/1476",
      "affecting_title": "The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003"
    },
    {
      "type": "inserted",
      "affecting": "uksi/2003/1476",
      "affecting_title": "The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/3645/article/3",
    "retrieved_at": "2026-10-29T07:23:58.208428+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}