# The Financial Services and Markets Act 2000 (Misleading Statements and Practices) Order 2001, Article 3: Specified kinds of activity


The following kinds of activity are specified for the purposes of section 397(9)(a) of the Act—
(a) a controlled activity;
(b) an activity which falls within paragraph 9 (providing funeral plan contracts) of Schedule 1 to the Financial Promotion Order, or agreeing to carry on such an activity;
(c) an activity which falls within paragraph 10 (providing qualifying credit) of that Schedule, or agreeing to carry on such an activity;
(d) an activity of the kind specified by article 45 (sending dematerialised instructions), 51 (establishing etc. a collective investment scheme), 52 (establishing etc. a stakeholder pension scheme) or 57 (managing the underwriting capacity of a Lloyd’s syndicate) of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001.

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Source: https://www.legislation.gov.uk/uksi/2001/3645/article/3 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-misleading-statements-and-practices-order-2001/article-3
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.