{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001.json",
  "id": "uksi/2001/2956",
  "title": "The Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001",
  "short_title": "Financial Services and Markets Act 2000 (Official Listing of Securities) 2001",
  "long_title": "Part VI of the Financial Services and Markets Act 2000 (c. 8) (“the Act\") replaces Part IV of the Financial Services Act 1986 (“the 1986 Act\") in relation to the official listing of securities. Like that Part, it implements Council Directive No. 79/279/EEC (OJ No. L66, 16.3.1979, p.21), Council Directive No. 80/390/EEC (OJ No. L 100, 17.4.1980, p.1) and Council Directive No. 82/121/EEC (OJ No. L 48, 20.2.1982, p.26) and partly implements Council Directive No. 89/298/EEC (OJ No. L124, 5.5.1989, p.8). Council Directive No. 80/390/EEC has been amended by Council Directives 82/148/EEC, 87/345/EEC and 90/211/EEC (OJ Nos. L62, 5.3.1982, p.22, L185, 4.7.1987 p.81, and L112, 3.5.1990, p.24) and Parliament Directive 94/18/EC (OJ No. L135, 31.5.1994, p.1).",
  "citation": "S.I. 2001/2956",
  "type": "uksi",
  "year": "2001",
  "number": "2956",
  "version": "current",
  "date": "2001-08-22",
  "revised": true,
  "valid_from": "2023-07-11",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 1,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/1",
      "kind": "part",
      "number": "1",
      "heading": "GENERAL",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
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      "path": "regulation/1",
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      "number": "1",
      "heading": "Citation and commencement",
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      "extent": null,
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      "parent": "part/1"
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      "extent": null,
      "status": null,
      "parent": "part/1"
    },
    {
      "path": "part/2",
      "kind": "part",
      "number": "2",
      "heading": "MISCELLANEOUS MATTERS PRESCRIBED FOR THE PURPOSES OF PART VI OF THE ACT",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "Bodies whose securities may not be listed",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-3",
      "extent": null,
      "status": null,
      "parent": "part/2"
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Meaning of “issuer\"",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-4",
      "extent": null,
      "status": null,
      "parent": "part/2"
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    {
      "path": "regulation/5",
      "kind": "regulation",
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      "heading": "Meaning of “approved exchange\"",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-5",
      "extent": null,
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      "parent": "part/2"
    },
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      "path": "part/3",
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      "number": "3",
      "heading": "PERSONS RESPONSIBLE FOR LISTING PARTICULARS, PROSPECTUSES AND NON-LISTING PROSPECTUSES",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/6",
      "kind": "regulation",
      "number": "6",
      "heading": "Responsibility for listing particulars",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-6",
      "extent": null,
      "status": null,
      "parent": "part/3"
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Securities issued in connection with takeovers and mergers",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-7",
      "extent": "E+W+S+N.I.",
      "status": null,
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    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Successor companies under legislation relating to electricity",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-8",
      "extent": null,
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      "path": "regulation/9",
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      "number": "9",
      "heading": "Specialist securities",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-9",
      "extent": null,
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      "path": "regulation/10",
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      "number": "10",
      "heading": "Responsibility for prospectuses and non-listing prospectuses",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-10",
      "extent": null,
      "status": "repealed",
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      "number": "4",
      "heading": "MATTERS PRESCRIBED FOR THE PURPOSES OF SCHEDULE 11 (OFFERS NOT TO BE TREATED AS PUBLIC OFFERS OF SECURITIES)",
      "url": null,
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      "heading": "Offers of securities to “qualifying persons\": definitions",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-11",
      "extent": null,
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      "heading": "Euro-securities: permitted advertisements",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/regulation-12",
      "extent": null,
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      "path": "signature",
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      "heading": "Signature",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/signature",
      "extent": null,
      "status": null,
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    },
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      "path": "note",
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      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-official-listing-of-securities-regulations-2001/note",
      "extent": null,
      "status": null,
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    }
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      "date": "2008-11-25",
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    {
      "type": "revoked",
      "affected_provisions": "Regulations",
      "affecting": "ukpga/2023/29",
      "affecting_title": "Financial Services and Markets Act 2023",
      "affecting_provisions": "Sch. 1 Pt. 2"
    }
  ],
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    "source_url": "https://www.legislation.gov.uk/uksi/2001/2956",
    "retrieved_at": "2026-10-29T07:29:35.470787+00:00"
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  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}