{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked.json",
  "id": "uksi/2019/1043",
  "title": "The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (revoked)",
  "short_title": "Financial Services and Markets Act 2000 (Prospectus) 2019",
  "long_title": ". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .",
  "citation": "S.I. 2019/1043",
  "type": "uksi",
  "year": "2019",
  "number": "1043",
  "version": "current",
  "date": "2019-06-24",
  "revised": true,
  "valid_from": "2026-01-19",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "part/1",
      "kind": "part",
      "number": "1",
      "heading": "General",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation, commencement and interpretation",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Designation of competent authority",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "regulation/2A",
      "kind": "regulation",
      "number": "2A",
      "heading": "Designation of supervisory authority for the purposes of Article 1(6a)(b) of the EU Prospectus Regulation",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-2A",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "part/2",
      "kind": "part",
      "number": "2",
      "heading": "Amendments of the Financial Services and Markets Act 2000",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "Introduction",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Part 6 rules",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Matters which may be dealt with by prospectus rules",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/6",
      "kind": "regulation",
      "number": "6",
      "heading": "Prohibition of dealing etc in transferable securities without approved prospectus",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Exempt offers to the public",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Election to have prospectus",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/9",
      "kind": "regulation",
      "number": "9",
      "heading": "Criteria for approval of prospectus by FCA",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/10",
      "kind": "regulation",
      "number": "10",
      "heading": "Exemptions from disclosure",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/11",
      "kind": "regulation",
      "number": "11",
      "heading": "Consideration of application for approval",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-11",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/12",
      "kind": "regulation",
      "number": "12",
      "heading": "Procedure for decision on application for approval",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-12",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/13",
      "kind": "regulation",
      "number": "13",
      "heading": "Repeal of sections 87E and 87F",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-13",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/14",
      "kind": "regulation",
      "number": "14",
      "heading": "Repeal of sections 87FA and 87FB",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-14",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/15",
      "kind": "regulation",
      "number": "15",
      "heading": "Supplementary prospectus",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-15",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/16",
      "kind": "regulation",
      "number": "16",
      "heading": "Repeal of sections 87H and 87I",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-16",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/17",
      "kind": "regulation",
      "number": "17",
      "heading": "Power of FCA to suspend scrutiny of prospectus",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-17",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/18",
      "kind": "regulation",
      "number": "18",
      "heading": "Power to restrict offer to the public",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-18",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/19",
      "kind": "regulation",
      "number": "19",
      "heading": "Power of FCA to restrict admission to trading on a regulated market",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-19",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/20",
      "kind": "regulation",
      "number": "20",
      "heading": "Power of FCA to suspend or prohibit trading on a trading facility",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-20",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/21",
      "kind": "regulation",
      "number": "21",
      "heading": "Public censure of issuer",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-21",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/22",
      "kind": "regulation",
      "number": "22",
      "heading": "Procedure under sections 87K and 87L",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-22",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/23",
      "kind": "regulation",
      "number": "23",
      "heading": "Exercise of powers at request of competent authority of another EEA State",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-23",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/24",
      "kind": "regulation",
      "number": "24",
      "heading": "Repeal of section 87Q",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-24",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/25",
      "kind": "regulation",
      "number": "25",
      "heading": "Compensation for false or misleading statements",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-25",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/26",
      "kind": "regulation",
      "number": "26",
      "heading": "Penalties for breach of Part 6 rules",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-26",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/27",
      "kind": "regulation",
      "number": "27",
      "heading": "Appointment by FCA of persons to carry out investigations",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-27",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/28",
      "kind": "regulation",
      "number": "28",
      "heading": "Reporting of infringements",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-28",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/29",
      "kind": "regulation",
      "number": "29",
      "heading": "Exercise of powers where UK is host member state",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-29",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/30",
      "kind": "regulation",
      "number": "30",
      "heading": "Meaning of “securities” etc",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-30",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/31",
      "kind": "regulation",
      "number": "31",
      "heading": "Meaning of “home State” in relation to transferable securities",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-31",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/32",
      "kind": "regulation",
      "number": "32",
      "heading": "Interpretation of Part 6",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-32",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/33",
      "kind": "regulation",
      "number": "33",
      "heading": "Publication of Notices",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-33",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/34",
      "kind": "regulation",
      "number": "34",
      "heading": "Misleading FCA or PRA: residual cases",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-34",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/35",
      "kind": "regulation",
      "number": "35",
      "heading": "Amendments of Schedule 11A",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-35",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "part/3",
      "kind": "part",
      "number": "3",
      "heading": "Amendments of primary legislation",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/36",
      "kind": "regulation",
      "number": "36",
      "heading": "Amendments of the Financial Services Act 2012",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-36",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/37",
      "kind": "regulation",
      "number": "37",
      "heading": "Amendments of the Data Protection Act 2018",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-37",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "part/4",
      "kind": "part",
      "number": "4",
      "heading": "Amendments of secondary legislation",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/38",
      "kind": "regulation",
      "number": "38",
      "heading": "Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-38",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/4"
    },
    {
      "path": "regulation/39",
      "kind": "regulation",
      "number": "39",
      "heading": "Amendments of the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-39",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/4"
    },
    {
      "path": "part/5",
      "kind": "part",
      "number": "5",
      "heading": "Transitional provisions",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/40",
      "kind": "regulation",
      "number": "40",
      "heading": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-40",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/5"
    },
    {
      "path": "part/6",
      "kind": "part",
      "number": "6",
      "heading": "Review",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/41",
      "kind": "regulation",
      "number": "41",
      "heading": "Review",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/regulation-41",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/6"
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/signature",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/note",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    }
  ],
  "has_text": true,
  "pdfs": [
    {
      "title": "Printed copy",
      "main": true,
      "language": null,
      "date": "2019-06-25",
      "size": 105143,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/pdf/uksi_20191043_en.pdf",
      "source_url": "https://www.legislation.gov.uk/uksi/2019/1043/pdfs/uksi_20191043_en.pdf"
    },
    {
      "title": "UK Explanatory Memorandum",
      "main": false,
      "language": null,
      "date": "2019-06-25",
      "size": 53182,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/pdf/uksiem_20191043_en.pdf",
      "source_url": "https://www.legislation.gov.uk/uksi/2019/1043/pdfs/uksiem_20191043_en.pdf"
    }
  ],
  "outstanding_effects": [],
  "made_under": [],
  "changes_made_to": 47,
  "changes_made_to_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/changes.json",
  "changes_made_by": 167,
  "changes_made_by_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-prospectus-regulations-2019-revoked/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2019/1043",
    "retrieved_at": "2026-10-28T22:39:30.374529+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}