{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-qualifying-provisions-order-2013/article-6",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-qualifying-provisions-order-2013/article-6.json",
  "legislation": "uksi/2013/419",
  "legislation_title": "The Financial Services and Markets Act 2000 (Qualifying Provisions) Order 2013",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-qualifying-provisions-order-2013",
  "path": "article/6",
  "kind": "article",
  "number": "6",
  "heading": "Qualifying provisions: fees",
  "text": "(1) The instruments listed in paragraph (2) are specified qualifying provisions for the purposes of paragraph 23(2) of Schedule 1ZA to the Act and regulation 206(1)(a) of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019;\n(2) The instruments are—\n(a) any directly applicable regulation made under the markets in financial instruments directive;\n(aa) the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;\n(b) any directly applicable regulation made under the UCITS directive;\n(ba) any directly applicable regulation made under the alternative investment fund managers directive;\n(c) the emission allowance auctioning regulation;\n(ca) the UK auctioning regulations;\n(d) the European market infrastructure regulation;\n(e) any directly applicable regulation made under the European market infrastructure regulation;\n(f) the short selling regulation;\n(g) any directly applicable regulation made under the short selling regulation;\n(h) the EuSEF Regulation and any directly applicable regulation made under that Regulation;\n(i) the EuVECA Regulation and any directly applicable regulation made under that Regulation;\n(j) the CSD regulation and any directly applicable regulation made under that Regulation;\n(k) any directly applicable regulation made under the recovery and resolution directive;\n(l) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .\n(m) the market abuse regulation and any directly applicable regulation made under that Regulation;\n(n) the SFT regulation and any directly applicable regulation made under Article 4(9) or 4(10) of the SFT regulation;\n(o) the PRIIPs regulation and any directly applicable regulation made under that Regulation;\n(p) the EU Benchmarks Regulation 2016 and any directly applicable regulation made under the EU Benchmarks Regulation 2016;\n(q) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .\n(r) the MMF Regulation and any directly applicable regulation or decision made under that Regulation;\n(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .\n(t) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .\n(3) The instruments listed in paragraph (4) are specified qualifying provisions for the purposes of paragraph 31(2) of Schedule 1ZB to the Act and regulation 206(1)(a) of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019.\n(4) The instruments are—\n(a) any directly applicable regulation made under the market in financial instruments directive;\n(aa) the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;\n(b) the European market infrastructure regulation;\n(c) any directly applicable regulation made under the European markets infrastructure regulation;\n(d) the CSD regulation and any directly applicable regulation made under that Regulation;\n(e) any directly applicable regulation made under the recovery and resolution directive;\n(f) any directly applicable regulation made under the Solvency 2 Directive;\n(g) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .\n(5) The instruments listed in paragraph (6) are specified qualifying provisions for the purposes paragraph 36(2)(b) of Schedule 17A to the Act and regulation 206(1)(a) of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019.\n(6) The instruments are—\n(a) the European market infrastructure regulation;\n(b) any directly applicable regulation made under the European market infrastructure regulation;\n(c) the CSD regulation and any directly applicable regulation made under that Regulation;\n(d) the SFT regulation and any directly applicable regulation made under Article 4(9) or 4(10) of the SFT regulation.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in art. 6(1) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(4)(e); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in art. 6(1) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(7)(a); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Art. 6(2)(aa) inserted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 6(6)(a) (with reg. 7)"
    },
    {
      "type": "F",
      "label": "F4",
      "text": "Art. 6(2)(ba) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(6)(a)"
    },
    {
      "type": "F",
      "label": "F5",
      "text": "Art. 6(2)(ca) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 7(7)"
    },
    {
      "type": "F",
      "label": "F6",
      "text": "Art. 6(2)(f) omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 5(4)"
    },
    {
      "type": "F",
      "label": "F7",
      "text": "Art. 6(2)(g) omitted (14.1.2025 for specified purposes) by virtue of The Short Selling Regulations 2025 (S.I. 2025/29), reg. 2(2)(3), Sch. 2 para. 5(4)"
    },
    {
      "type": "F",
      "label": "F8",
      "text": "Art. 6(2)(h)(i) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(6)(b)"
    },
    {
      "type": "F",
      "label": "F9",
      "text": "Art. 6(2)(j) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(6)(a)"
    },
    {
      "type": "F",
      "label": "F10",
      "text": "Art. 6(2)(k) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 12(6)(a)"
    },
    {
      "type": "F",
      "label": "F11",
      "text": "Art. 6(2)(l) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 8(6)"
    },
    {
      "type": "F",
      "label": "F12",
      "text": "Art. 6(2)(m) inserted (3.7.2016) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 22(5)"
    },
    {
      "type": "F",
      "label": "F13",
      "text": "Art. 6(2)(n) inserted (13.7.2016) by The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 (S.I. 2016/715), reg. 1(2), Sch. 2 para. 4(6)(a)"
    },
    {
      "type": "F",
      "label": "F14",
      "text": "Art. 6(2)(o) omitted (22.11.2024 for specified purposes) by virtue of The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 2(6)"
    },
    {
      "type": "F",
      "label": "F15",
      "text": "Art. 6(2)(p) inserted (27.2.2018) by The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018 (S.I. 2018/135), regs. 1(2), 58(7)(b)"
    },
    {
      "type": "F",
      "label": "F16",
      "text": "Art. 6(2)(q) omitted (1.1.2025) by virtue of The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Regulations 2024 (S.I. 2024/1239), regs. 1(2), 6(5)"
    },
    {
      "type": "F",
      "label": "F17",
      "text": "Art. 6(2)(r) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 5(6)"
    },
    {
      "type": "F",
      "label": "F18",
      "text": "Art. 6(2)(s) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(6)"
    },
    {
      "type": "F",
      "label": "F19",
      "text": "Art. 6(2)(t) omitted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 36 (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)"
    },
    {
      "type": "F",
      "label": "F20",
      "text": "Words in art. 6(3) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(4)(e); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F21",
      "text": "Words in art. 6(3) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(7)(b); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F22",
      "text": "Art. 6(4)(aa) inserted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 6(6)(b) (with reg. 7)"
    },
    {
      "type": "F",
      "label": "F23",
      "text": "Art. 6(4)(d) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(6)(b)"
    },
    {
      "type": "F",
      "label": "F24",
      "text": "Art. 6(4)(e) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 12(6)(b)"
    },
    {
      "type": "F",
      "label": "F25",
      "text": "Art. 6(4)(f) inserted (12.10.2016) by The Financial Services and Markets Act 2000 (Qualifying EU Provisions) (Amendment) Order 2016 (S.I. 2016/936), arts. 1(2), 2(5)"
    },
    {
      "type": "F",
      "label": "F26",
      "text": "Art. 6(4)(g) omitted (1.11.2024) by virtue of The Securitisation (Amendment) Regulations 2024 (S.I. 2024/705), reg. 1(3), Sch. 2 para. 5(6)"
    },
    {
      "type": "F",
      "label": "F27",
      "text": "Words in art. 6(5) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(4)(e); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F28",
      "text": "Words in art. 6(5) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(7)(c); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F29",
      "text": "Art. 6(6)(c) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(6)(c)"
    },
    {
      "type": "F",
      "label": "F30",
      "text": "Art. 6(6)(d) inserted (13.7.2016) by The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 (S.I. 2016/715), reg. 1(2), Sch. 2 para. 4(6)(b)"
    },
    {
      "type": "F",
      "label": "F31",
      "text": "Words in art. 6 heading substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 187(4)(e); 2020 c. 1, Sch. 5 para. 1(1)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2013/419/article/6",
    "retrieved_at": "2026-10-29T01:03:08.991697+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}