# The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (revoked)

S.I. 2003/1476 · made 5 June 2003 · revised to 14 May 2025

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PDFs: Printed copy https://openlegislation.uk/financial-services-and-markets-act-2000-regulated-activities-amendment-no-2-order-2003-revoked/pdf/uksi_20031476_en.pdf

## Introductory text

FINANCIAL SERVICES AND MARKETS
Approved by ParliamentMade 5th June 2003
Laid before Parliament 5th June 2003
Coming into force in accordance with article 1
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## Part 1: GENERAL

## 1 Citation, commencement and interpretation

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## Part 2: AMENDMENTS TO THE PRINCIPAL ORDER

## 2 Amendments to the principal Order

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## 3 Interpretation and general

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## 4 Activities—dealing in investments as agent

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## 5 Activities—arranging deals in investments

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## 6 Activities—managing investments

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## 7 Activities—assisting in the administration and performance of a contract of insurance

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## 8 Activities—safeguarding and administering

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## 9 Activities—advising on investments

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## 10 Exclusions applying to several activities

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## 11 Further exclusions in connection with activities carried on in relation to contracts of insurance

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## 12 Relevant text of the insurance mediation directive

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## Part 3: MEMBERS OF THE PROFESSIONS AND APPOINTED REPRESENTATIVES

## 13 Register of unauthorised persons carrying on insurance mediation activities

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## Part 4: AMENDMENTS TO OTHER INSTRUMENTS MADE UNDER THE ACT

## 14 Amendment to the Appointed Representatives Regulations

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## 15 Amendment to the Compensation Scheme: Electing Participants Regulations

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## 16 Amendment to the Non-Exempt Activities Order

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## 17 Misleading statements and practices

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## 18 Amendment to the By Way of Business Order

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## Part 5: MISCELLANEOUS

## 19 Amendment of the threshold conditions

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## 20 Amendment of section 49 of the Act

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## 21 Controllers of insurance intermediaries

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## Part 6: TRANSITIONAL PROVISIONS

## 22 Interpretation

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## 23 Applications for Part IV permission—general insurance mediation

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## 24 Application for approval—general insurance mediation

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## 25 Applications for Part IV permission—long-term care insurance mediation

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## 26 Application for approval—long-term care insurance mediation

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## 27 Modifications and waivers

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## Signature

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## Explanatory note

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Source: https://www.legislation.gov.uk/uksi/2003/1476 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-regulated-activities-amendment-no-2-order-2003-revoked
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.