Article 5 Supplemental amendments of secondary legislation

(1)

The Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001^f1 are amended as follows.

(2)

In regulation 2(1) (descriptions of business for which appointed representatives are exempt) after sub-paragraph (b) insert—

“(ba)

an activity of the kind specified by article 52B of that Order (providing basic advice on stakeholder products);”.

(3)

The Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001^f2 is amended as follows.

(4)

In article 4 after paragraph (e) insert—

“(ea)

article 52B (providing basic advice on stakeholder products);”.

Annotations

f1: S.I. 2001/1217 as amended by S.I. 2001/2508 and S.I. 2004/453.
f2: S.I. 2001/1227, S.I. 2001/3650, S.I. 2002/682, S.I. 2002/1777, S.I. 2003/1475 and S.I. 2003/1476.