# The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2016, Article 9: Amendment of the Small and Medium Sized Business (Finance Platforms) Regulations 2015


In the Small and Medium Sized Business (Finance Platforms) Regulations 2015 —
(a) in regulation 2(1) (interpretation), after the definition of “the 2000 Act” insert—
““broker” means a person who, as part of that person's usual business activities, effects introductions of persons seeking finance to finance providers;”; and
(b) in regulation 3(3) (designated banks to provide information to designated finance providers)—
(i) at the end of sub-paragraph (c) omit “or”; and
(ii) after sub-paragraph (d) insert—
“; or
(e) the application was made by a broker on behalf of the business.”.

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Source: https://www.legislation.gov.uk/uksi/2016/392/article/9 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-regulated-activities-amendment-order-2016/article-9
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

