# The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, Article 28: Arranging transactions to which the arranger is a party

Extent: E+W+S+N.I.

(1) There are excluded from article 25(1) any arrangements for a transaction into which the person making the arrangements enters or is to enter as principal or as agent for some other person.
(2) There are excluded from article 25(2) any arrangements which a person makes with a view to transactions into which he enters or is to enter as principal or as agent for some other person.
(3) But the exclusions in paragraphs (1) and (2) do not apply to arrangements made for or with a view to a transaction which relates to a contract of insurance, unless the person making the arrangements either—
(a) is the only policyholder; or
(b) as a result of the transaction, would become the only policyholder.

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Source: https://www.legislation.gov.uk/uksi/2001/544/article/28 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-regulated-activities-order-2001/article-28
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.