{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001.json",
  "id": "uksi/2001/2637",
  "title": "The Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) Order 2001",
  "short_title": "Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) 2001",
  "long_title": "This Order makes transitional provision for people who are subject to a regime requiring them to notify a significant shareholding in an authorised person and who will fall within Part XII of the Financial Services and Markets Act 2000 (c. 8) (“the Act”). People who are currently subject to a requirement to notify their proposed appointment, for example as a director of an authorised person, and would fall after commencement within the approved persons regime in Part V of the Act are covered by the Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) Order 2001 (S.I. 2001/2636).",
  "citation": "S.I. 2001/2637",
  "type": "uksi",
  "year": "2001",
  "number": "2637",
  "version": "current",
  "date": "2001-07-19",
  "revised": false,
  "valid_from": null,
  "extent": null,
  "unapplied_effects": 9,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Citation and commencement",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-1",
      "extent": null,
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    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Definitions",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-2",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Notices of control",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-3",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Notices of control: supplementary",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-4",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Approval given before commencement",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-5",
      "extent": null,
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    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Preliminary notice of objection to notice of control",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-6",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Failure to notify proposed acquisition of interest",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-7",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Preliminary notice following failure to notify",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-8",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/9",
      "kind": "article",
      "number": "9",
      "heading": "Preliminary notice of imposition of conditions",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-9",
      "extent": null,
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      "parent": null
    },
    {
      "path": "article/10",
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      "number": "10",
      "heading": "Conditions imposed before commencement",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-10",
      "extent": null,
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    },
    {
      "path": "article/11",
      "kind": "article",
      "number": "11",
      "heading": "Objection to existing controller: preliminary notice served before commencement",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-11",
      "extent": null,
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    },
    {
      "path": "article/12",
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      "number": "12",
      "heading": "Objection to existing controller: no action taken before commencement",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-12",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "Improperly acquired shares",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-13",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Notification on becoming aware of acquisition",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-14",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "Cessation of control",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/article-15",
      "extent": null,
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    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/signature",
      "extent": null,
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      "parent": null
    },
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      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-transitional-provisions-controllers-order-2001/note",
      "extent": null,
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    }
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      "language": null,
      "date": "2008-11-25",
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      "source_url": "https://www.legislation.gov.uk/uksi/2001/2637/pdfs/uksi_20012637_en.pdf"
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  "outstanding_effects": [
    {
      "type": "inserted",
      "affected_provisions": "art. 2(1)(d)",
      "affecting": "uksi/2001/3650",
      "affecting_title": "The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001",
      "affecting_provisions": "art. 11"
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      "affecting_title": "The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001",
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      "type": "words inserted",
      "affected_provisions": "art. 2(1)",
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      "type": "words substituted",
      "affected_provisions": "art. 12(1)",
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      "affecting_provisions": "Sch. 2 para. 53(c)(i)(aa)"
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      "affecting_provisions": "Sch. 2 para. 53(c)(i)(bb)"
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      "affected_provisions": "art. 14",
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      "affecting_title": "The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013",
      "affecting_provisions": "Sch. 2 para. 53(d)"
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      "title": "Financial Services and Markets Act 2000",
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    "retrieved_at": "2026-10-29T07:34:36.322132+00:00"
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  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}