{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000.json",
  "id": "ukpga/2000/8",
  "title": "Financial Services and Markets Act 2000",
  "short_title": "Financial Services and Markets Act 2000",
  "long_title": "An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.",
  "citation": "2000 c. 8",
  "type": "ukpga",
  "year": "2000",
  "number": "8",
  "version": "current",
  "date": "2000-06-14",
  "revised": true,
  "valid_from": "2026-07-15",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 91,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "part/I",
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      "number": "I",
      "heading": "The Regulator",
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      "status": null,
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    },
    {
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      "heading": "The Financial Services Authority.",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000/section-1",
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    {
      "path": "part/I/crossheading/the-authoritys-general-duties",
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      "heading": "The Authority’s general duties",
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      "path": "section/2",
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      "heading": "The Authority’s general duties.",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000/section-2",
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      "status": "repealed",
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    {
      "path": "part/I/crossheading/the-regulatory-objectives",
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      "heading": "The regulatory objectives",
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    {
      "path": "section/3",
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      "heading": "Market confidence.",
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      "path": "section/3An",
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    {
      "path": "section/5",
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      "heading": "The protection of consumers.",
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      "path": "section/6A",
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    {
      "path": "part/I/crossheading/corporate-governance",
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      "path": "section/7",
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    {
      "path": "part/I/crossheading/arrangements-for-consulting-practitioners-and-consumers",
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      "heading": "The Consumer Panel.",
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    {
      "path": "section/11",
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      "path": "section/13",
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      "path": "section/1IA",
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      "heading": "The FCA Practitioner Panel",
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      "path": "section/1O",
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      "heading": "The Smaller Business Practitioner Panel",
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      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000/section-51",
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      "path": "part/4A/crossheading/variation-and-cancellation-of-part-4a-permission",
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      "heading": "PROVISIONS RELATING TO PARTICULAR DESIGNATED ACTIVITIES",
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      "path": "part/VI/crossheading/supplementary-prospectus",
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      "path": "part/VI/crossheading/passporting",
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      "path": "part/VI/crossheading/transferable-securities-powers-of-competent-authority",
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      "path": "part/9B",
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      "path": "part/9B/crossheading/introductory",
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      "path": "part/9B/crossheading/group-restructuring-powers",
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      "path": "section/142K",
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      "path": "part/XVII/chapter/3A/crossheading/ending-of-authorisation",
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      "path": "part/XVII/chapter/3A/crossheading/powers-of-intervention",
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      "path": "section/261X",
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      "path": "part/XVII/chapter/3B",
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      "path": "part/XVII/chapter/IV",
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      "heading": "Open-ended Investment Companies",
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      "path": "section/271F",
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      "url": null,
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      "heading": "Individually recognised overseas schemes.",
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      "status": null,
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      "heading": "Applications for recognition of individual schemes.",
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      "path": "part/XVIII/chapter/3A",
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      "path": "part/18A",
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      "type": "words substituted",
      "affected_provisions": "s. 192O(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 10(5)"
    },
    {
      "type": "words inserted",
      "affected_provisions": "s. 192O(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 10(6)"
    },
    {
      "type": "inserted",
      "affected_provisions": "s. 192O(1A)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 10(7)"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 192O(2)(a)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 10(8)"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 192Q(3)(d)(i)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 11(a)"
    },
    {
      "type": "inserted",
      "affected_provisions": "s. 192Q(5)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 11(b)"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 237(2)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 12"
    },
    {
      "type": "words substituted",
      "affected_provisions": "s. 342(6A)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 13(a)"
    },
    {
      "type": "omitted",
      "affected_provisions": "s. 342(8)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 13(b)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "s. 343(6A)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 14(a)"
    },
    {
      "type": "words inserted",
      "affected_provisions": "s. 417(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 15(2)"
    },
    {
      "type": "inserted",
      "affected_provisions": "s. 417(1B)-(1E)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 15(3)"
    },
    {
      "type": "omitted",
      "affected_provisions": "s. 421A(5)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 16"
    },
    {
      "type": "words substituted",
      "affected_provisions": "Sch. 3 para. 5(c)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 17"
    },
    {
      "type": "inserted",
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      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "Sch."
    },
    {
      "type": "omitted",
      "affected_provisions": "s. 343(10)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 14(b)"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 192O(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 10(4)(c)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "s. 55PB(1)(a)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 3(a)"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 55PB(6)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 3(b)"
    },
    {
      "type": "substituted",
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      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 4"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 192O(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 10(4)(a)"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 137J(6)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 5"
    },
    {
      "type": "substituted",
      "affected_provisions": "s. 143A(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 6"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 143B(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 7"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 143E(2)(a)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 8(a)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "s. 143E(2)(b)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 8(b)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "s. 144B(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 9(2)"
    },
    {
      "type": "inserted",
      "affected_provisions": "s. 144B(3)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 9(3)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "s. 192O(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 10(3)"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 192O(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 10(4)(b)"
    },
    {
      "type": "words omitted",
      "affected_provisions": "s. 192O(1)",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 10(4)(d)"
    },
    {
      "type": "applied (with modifications) by S.I. 2017/692, Sch. 6B paras. 3, 4 (as substituted)",
      "affected_provisions": "Pt. 12",
      "affecting": "uksi/2026/621",
      "affecting_title": "The Money Laundering and Terrorist Financing (Amendment) Regulations 2026",
      "affecting_provisions": "reg. 37"
    }
  ],
  "made_under": [],
  "changes_made_to": 7506,
  "changes_made_to_url": "https://openlegislation.uk/financial-services-and-markets-act-2000/changes.json",
  "changes_made_by": 1,
  "changes_made_by_url": "https://openlegislation.uk/financial-services-and-markets-act-2000/changes/by-it.json",
  "instruments_made_under": 357,
  "instruments_made_under_url": "https://openlegislation.uk/financial-services-and-markets-act-2000/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukpga/2000/8",
    "retrieved_at": "2026-10-29T09:21:21.899993+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}