{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000/schedule-3/paragraph-11A",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000/schedule-3/paragraph-11A.json",
  "legislation": "ukpga/2000/8",
  "legislation_title": "Financial Services and Markets Act 2000",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000",
  "path": "schedule/3/paragraph/11A",
  "kind": "paragraph",
  "number": "11A",
  "heading": null,
  "text": "”Tied agent” has the meaning given in Article 4.1.29 of the markets in financial instruments directive.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Sch. 3 para. 11A inserted (1.4.2007 for certain purposes, otherwise 1.11.2007) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126), regs. 1(2), 3(4), Sch. 4 para. 6"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Word in Sch. 3 para. 11A substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 54(3) (with reg. 7)"
    }
  ],
  "outstanding_effects": [
    {
      "type": "words omitted",
      "affecting": "uksi/2013/1797",
      "affecting_title": "The Alternative Investment Fund Managers (Amendment) Regulations 2013"
    },
    {
      "type": "substituted",
      "affecting": "uksi/2013/1797",
      "affecting_title": "The Alternative Investment Fund Managers (Amendment) Regulations 2013"
    },
    {
      "type": "substituted",
      "affecting": "uksi/2013/1797",
      "affecting_title": "The Alternative Investment Fund Managers (Amendment) Regulations 2013"
    },
    {
      "type": "words substituted",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukpga/2000/8/schedule/3/paragraph/11A",
    "retrieved_at": "2026-10-29T09:21:21.899993+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}