{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000/schedule-3/paragraph-9",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000/schedule-3/paragraph-9.json",
  "legislation": "ukpga/2000/8",
  "legislation_title": "Financial Services and Markets Act 2000",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000",
  "path": "schedule/3/paragraph/9",
  "kind": "paragraph",
  "number": "9",
  "heading": null,
  "text": "“Home state regulator” means the competent authority (within the meaning of the relevant single market directive or, as the case may be, the emission allowance auctioning regulation) of an EEA State (other than the United Kingdom) in relation to the EEA firm concerned.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in Sch. 3 para. 9 inserted (20.7.2012) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2012 (S.I. 2012/1906), arts. 1, 4(4)"
    },
    {
      "type": "I",
      "label": "I1",
      "text": "Sch. 3 Pt. I para. 9 wholly in force at 1.12.2001; Sch. 3 Pt. I para. 9 not in force at Royal Assent see s. 431(2); Sch. 3 Pt. I para. 9 in force for certain purposes at 25.2.2001 by S.I. 2001/516, art. 2(b)(c), Sch. Pts. 2, 3; Sch. 3 Pt. I para. 9 in force for specified purposes at 18.6.2001 by S.I. 2001/1820, art. 2, Sch.; Sch. 3 Pt. I para. 9 in force in so far as not already in force at 1.12.2001 by S.I. 2001/3538, art. 2(1)"
    }
  ],
  "outstanding_effects": [
    {
      "type": "words omitted",
      "affecting": "uksi/2013/1797",
      "affecting_title": "The Alternative Investment Fund Managers (Amendment) Regulations 2013"
    },
    {
      "type": "substituted",
      "affecting": "uksi/2013/1797",
      "affecting_title": "The Alternative Investment Fund Managers (Amendment) Regulations 2013"
    },
    {
      "type": "substituted",
      "affecting": "uksi/2013/1797",
      "affecting_title": "The Alternative Investment Fund Managers (Amendment) Regulations 2013"
    },
    {
      "type": "words substituted",
      "affecting": "uksi/2026/480",
      "affecting_title": "The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukpga/2000/8/schedule/3/paragraph/9",
    "retrieved_at": "2026-10-29T09:21:21.899993+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}