# Financial Services and Markets Act 2000, Section 312G: Proposal to take disciplinary measures

Extent: E+W+S+N.I.

(1) If the appropriate regulator proposes to impose a sanction—
(a) on a recognised body or data reporting service provider under section 312E or 312F, or
(b) on a person under section 312FA,
it must give the body , provider or person (as the case may be) a warning notice.
(2) A warning notice about a proposal to publish a statement must set out the terms of the statement.
(3) A warning notice about a proposal to impose a penalty must state the amount of the penalty.
(4) A warning notice about a proposal to impose a prohibition must specify the extent of the prohibition.
(5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Source: https://www.legislation.gov.uk/ukpga/2000/8/section/312G (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000/section-312G
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.