# Financial Services and Markets Act 2000, Section 404C: Enforcement


The following provisions—
(a) Part 14 (disciplinary measures), and
(b) so much of this Act as relates to any provision of that Part,
(which , subject to section 415AA(1), apply only in relation to authorised persons) are also to apply in relation to relevant firms which are not (or are no longer) authorised persons.

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Source: https://www.legislation.gov.uk/ukpga/2000/8/section/404C (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000/section-404C
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

