{
  "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988",
  "json_url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988.json",
  "id": "uksi/1988/351",
  "title": "The Financial Services Tribunal (Conduct of Investigations) Rules 1988",
  "short_title": "Financial Services Tribunal (Conduct of Investigations) 1988",
  "long_title": "These Rules make provision for regulating the procedure of The Financial Services Tribunal. They include provision for the holding of proceedings in private, for the awarding of costs or expenses and for the payment of expenses to persons required to attend before the Tribunal.",
  "citation": "S.I. 1988/351",
  "type": "uksi",
  "year": "1988",
  "number": "351",
  "version": "current",
  "date": "1988-03-02",
  "revised": false,
  "valid_from": null,
  "extent": null,
  "unapplied_effects": 1,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Citation commencement and interpretation",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-1",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Information concerning references",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-2",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Joining of matters",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-3",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Information to be supplied by relevant authority",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-4",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Statement of the applicant",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-5",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Investigation by the Tribunal",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-6",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Methods of inquiry by the Tribunal",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-7",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Taking of evidence",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-8",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/9",
      "kind": "article",
      "number": "9",
      "heading": "Final representations",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-9",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Representation at a hearing",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-10",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/11",
      "kind": "article",
      "number": "11",
      "heading": "Service of written representations",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-11",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Hearings in public or in private",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-12",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "Notices",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-13",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Time limits",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-14",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "Powers of Chairman",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-15",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/16",
      "kind": "article",
      "number": "16",
      "heading": "Period within which report to be made",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-16",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/17",
      "kind": "article",
      "number": "17",
      "heading": "Representations on proposed report",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-17",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/18",
      "kind": "article",
      "number": "18",
      "heading": "Northern Irish and Scottish cases",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-18",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/19",
      "kind": "article",
      "number": "19",
      "heading": "Costs",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/article-19",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/signature",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/note",
      "extent": null,
      "status": null,
      "parent": null
    }
  ],
  "has_text": true,
  "pdfs": [
    {
      "title": "Printed copy",
      "main": true,
      "language": null,
      "date": "2023-11-22",
      "size": 624911,
      "url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/pdf/uksi_19880351_en.pdf",
      "source_url": "https://www.legislation.gov.uk/uksi/1988/351/pdfs/uksi_19880351_en.pdf"
    }
  ],
  "outstanding_effects": [
    {
      "type": "applied (with modifications)",
      "affected_provisions": "Rules",
      "affecting": "uksi/2001/3592",
      "affecting_title": "The Financial Services and Markets Act 2000 (Transitional Provisions) (Partly Completed Procedures) Order 2001",
      "affecting_provisions": "art. 111"
    }
  ],
  "made_under": [
    {
      "id": "ukpga/1986/60",
      "title": "Financial Services Act 1986 (repealed)",
      "url": "https://openlegislation.uk/financial-services-act-1986-repealed",
      "provisions": [
        "schedule/6/paragraph/4"
      ]
    },
    {
      "id": "ukpga/1971/62",
      "title": "Tribunals and Inquiries Act 1971 (repealed 1.10.1992)",
      "url": "https://openlegislation.uk/tribunals-and-inquiries-act-1971-repealed-1101992",
      "provisions": []
    }
  ],
  "changes_made_to": 1,
  "changes_made_to_url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/changes.json",
  "changes_made_by": 0,
  "changes_made_by_url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/financial-services-tribunal-conduct-of-investigations-rules-1988/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/1988/351",
    "retrieved_at": "2026-10-29T16:10:53.752601+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}