# The Genetically Modified Organisms (Contained Use) Regulations 2014, Part 2: Containment measures


Table 1a
Containment measures applicable to contained use involving micro-organisms in laboratories
1 “isolation” means, in relation to a laboratory, separation of the laboratory from other areas in the same building, or being in a separate building.
2 Entry must be through an airlock which is a chamber isolated from the laboratory. The clean side of the airlock must be separated from the restricted side by changing or showering facilities and preferably by interlocking doors.
3 Where viruses are not retained by the HEPA filters, extra requirements will be necessary for extract air.
4 Where the autoclave is outside the laboratory in which the contained use is being undertaken, but within the laboratory suite, there must be validated procedures for the safe transfer of material into that autoclave, which provide a level of protection equivalent to that which would be achieved by having an autoclave in that laboratory.
Containment Measures
Containment Levels
1
2
3
4
Facilities
1
Laboratory suite: isolation1
not required
not required
required
required
2
Laboratory: sealable for fumigation
not required
not required
required
required
Equipment
3
Surfaces impervious to water, resistant to acids, alkalis, solvents, disinfectants and decontamination agents and easy to clean
required for any bench
required for any bench
required for any bench and floor
required for any bench, floor, ceiling and walls
4
Entry to laboratory via airlock2
not required
not required
required where and to extent the risk assessment shows it is required
required
5
Negative pressure relative to the pressure of the immediate surroundings
not required
not required
required except for activities where transmission does not occur by the airborne route
required
6
Extract and input air from the laboratory must be HEPA filtered
not required
not required
HEPA filters required for extract air except for activities where transmission does not occur by the airborne route
HEPA filters required for input and extract air3
7
Microbiological safety cabinet/enclosure
not required
required where and to extent the risk assessment shows it is required
required, and all procedures with infective materials required to be contained within a cabinet/
enclosure
required,
and all procedures with infective materials required to be contained within a cabinet/
enclosure
8
Autoclave
required on site
required in the building
required in the laboratory suite4
double ended autoclave required in laboratory
System of work
9
Access restricted to authorised personnel only
not required
required
required
required (via airlock key procedure)
10
Biohazard sign on door
not required
required
required
required
11
Specific measures to control aerosol dissemination
not required
required so as to minimise
required so as to prevent
required so as to prevent
12
Shower
not required
not required
required where and to extent the risk assessment shows it is required
required
13
Protective clothing
suitable protective clothing required
suitable protective clothing required
suitable protective clothing required; footwear required where and to extent the risk assessment shows it is required
complete change of clothing and footwear required before entry and exit
14
Gloves
not required
required where and to extent the risk assessment shows they are required
required
required
15
Efficient control of disease vectors (e.g. rodents and insects) which could disseminate GMMs
required where and to extent the risk assessment shows it is required
required
required
required
Waste
16
Inactivation of GMMs in effluent from hand-washing sinks and showers and similar effluents
not required
not required
required where and to extent the risk assessment shows it is required
required
17
Inactivation of GMMs in contaminated material and waste
required by validated means where and to extent the risk assessment shows it is required
required by validated means
required by validated means, with waste inactivated within the laboratory suite
required by validated means, with waste inactivated within the laboratory
Other measures
18
Laboratory to contain its own equipment
not required
not required
required, so far as is reasonably practicable
required
19
An observation window or alternative is to be present so that occupants can be seen
required where and to extent the risk assessment shows it is required
required where and to extent the risk assessment shows it is required
required where and to extent the risk assessment shows it is required
required
20
Safe storage of GMMs
required where and to extent the risk assessment shows it is required
required
required
secure storage required
21
Written records of staff training
not required
required where and to extent the risk assessment shows it is required
required
required
Table 1b
Containment measures applicable to contained use involving micro-organisms in plant growth facilities (to be read with Table 1a as indicated in paragraph 3(b) of Part 1)
1 A permanent structure refers to a fixed structure with walls, a roof and a floor. Where the permanent structure is a greenhouse, that structure must also have a continuous waterproof covering and self-closing lockable outer doors, and be located on a site designed to prevent the entry of surface run-off water.
Containment Measures
Containment Levels
Additional/ modification
1
2
3
4
Facilities
1
Permanent structure1
required where and to extent the risk assessment shows it is required
required
required
required
modification
Equipment
2
Entry via a separate room with two interlocking doors
not required
required where and to extent the risk assessment shows it is required
required where and to extent the risk assessment shows it is required
required (via airlock key procedure)
additional
3
Control of contaminated run-off water
required where and to extent the risk assessment shows it is required
required so as to minimise run-off
required so as to prevent run-off
required so as to prevent run-off
additional
System of work
4
Effective control of disease vectors such as insects, rodents and arthropods which could disseminate GMMs
required
required
required
required
additional
5
Effective control of pollen, seeds and other plant material which could disseminate GMMs
required where and to extent the risk assessment shows it is required
required so as to minimise dissemination
required so as to prevent dissemination
required so as to prevent dissemination
additional
6
Procedures for transfer of living material between the plant growth facilities, protective structure and laboratory must control dissemination of GMMs
required so as to minimise dissemination
required so as to minimise dissemination
required so as to prevent dissemination
required so as to prevent dissemination
additional
Table 1c
Containment measures applicable to contained use involving micro-organisms in animal units (to be read with Table 1a as indicated in paragraph 3(c))
1 “animal unit” means a building, or separate area within a building, containing an animal facility and other areas including changing rooms, showers, autoclaves and food storage areas.
2 “animal facility” means a facility normally used to house stock, breeding or experimental animals or one which is used for the performance of minor surgical procedures on animals.
3 “isolators” means transparent boxes where small animals are contained within or outside a cage; for large animals, isolated rooms may be more appropriate.
Containment Measures
Containment Levels
Additional/ modification
1
2
3
4
Facilities
1
Isolation of animal unit1
required where and to extent the risk assessment shows it is required
required
required
required
modification
2
Animal facilities2 separated by lockable doors
required where and to extent the risk assessment shows it is required
required
required
required
additional
3
Animal facilities (cages, etc.) designed to facilitate decontamination (waterproof and easily washable material)
required where and to extent the risk assessment shows it is required
required where and to extent the risk assessment shows it is required
required
required
additional
4
Floor, walls and ceiling easily washable
required where and to extent the risk assessment shows it is required
required for floor
required for floor and walls
required for floor, walls and ceiling
modification
5
Appropriate filters on isolators or isolated rooms3
not required
required where and to extent the risk assessment shows it is required
required
required
additional
6
Appropriate barriers at the room exit, and at drains or ventilation duct work
required
required
required
required
additional
7
Animals kept in appropriate containment facilities, such as cages, pens or tanks but not isolators
required where and to extent the risk assessment shows it is required
required where and to extent the risk assessment shows it is required
required where and to extent the risk assessment shows it is required
required where and to extent the risk assessment shows it is required
additional
8
Animals kept in isolators
not required
required where and to extent the risk assessment shows it is required
required
required
modification
Table 2
Containment measures applicable to contained use involving micro-organisms in premises other than those referred to in Tables 1a, 1b and 1c
Containment Measure
Containment Levels
1
2
3
4
General
1
Viable micro-organisms must be contained in a system which separates the process from the workplace and wider environment (closed system)
required where and to extent the risk assessment shows it is required
required
required
required
2
Closed systems located within a controlled area
not required
required where and to extent the risk assessment shows it is required
required
required
3
Control of exhaust gases from the closed system
not required
required so as to minimise release
required so as to prevent release
required so as to prevent release
4
Control of aerosols during sample collection, addition of material to a closed system or transfer of material to another closed system
required where and to extent the risk assessment shows it is required
required so as to minimise release
required so as to prevent release
required so as to prevent release
5
Inactivation of bulk culture fluids before removal from the closed system
required where and to extent the risk assessment shows it is required
required by validated means
required by validated means
required by validated means
6
Seals must be designed so as to minimise or prevent release
not required
required so as to minimise release
required so as to prevent release
required so as to prevent release
7
The controlled area designed to contain spillage of the entire contents of the closed system
required where and to extent the risk assessment shows it is required
required where and to extent the risk assessment shows it is required
required
required
8
The controlled area sealable to permit fumigation
not required
required where and to extent the risk assessment shows it is required
required where and to extent the risk assessment shows it is required
required
9
Biohazard signs posted
not required
required
required
required
Equipment
10
Entry via airlock
not required
not required
required where and to extent the risk assessment shows it is required
required
11
Surfaces resistant to water, acids, alkalis, solvents, disinfectants and decontamination agents and easy to clean
required for any bench
required for any bench
required for any bench and floor
required for any bench, floor, ceilings and walls
12
Specific measures to ventilate adequately the controlled areas in order to minimise air contamination
required where and to extent the risk assessment shows they are required
required where and to extent the risk assessment shows they are required
required where and to extent the risk assessment shows they are required
required
13
The controlled area maintained at an air pressure negative to the immediate surroundings
not required
not required
required where and to extent the risk assessment shows it is required
required
14
Extract and input air from the controlled area must be HEPA filtered
not required
not required
required for extract air; required where and to extent the risk assessment shows it is required for input air
required for input and extract air
System of work
15
Access restricted to authorised personnel only
not required
required
required
required
16
Personnel must shower before leaving the controlled area
not required
not required
required where and to extent the risk assessment shows it is required
required
17
Personnel must wear protective clothing
work clothing required
work clothing required
required
complete change required before exit and entry
18
Written procedures and records of staff training
not required
required where and to extent the risk assessment shows they are required
required
required
Waste
19
Inactivation of GMMs in effluent from hand-washing sinks and showers or similar effluents
not required
not required
required where and to extent the risk assessment shows it is required
required
20
Inactivation of GMMs in contaminated material and waste including those in process effluent before final discharge
required by validated means where and to extent the risk assessment shows it to be required
required by validated means
required by validated means
required by validated means

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Source: https://www.legislation.gov.uk/uksi/2014/1663/schedule/8/part/2 (the official version)
Page: https://openlegislation.uk/genetically-modified-organisms-contained-use-regulations-2014/schedule-8/part-2
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

