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Schedule

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“SCHEDULE 3

AMOUNT OF COMMISSION ON PURCHASE AND SALE OF STOCK

Regulation 3E

PURCHASES

Amount of ConsiderationRate of Commission
Where the consideration for the transaction—
(a)

does not exceed £5,000

£12.50 or 0.7% of the consideration, whichever is greater
(b)

exceeds £5,000

£35 and 0.375% of the amount by which the consideration exceeds £5,000.

SALES

Amount of ProceedsRate of Commission
Where the proceeds of the transaction—
(a)

do not exceed £5,000

0.7% of the proceeds
(b)

exceed £5,000

£35 and 0.375% of the amount by which the proceeds exceed £5,000.

”