{
  "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990",
  "json_url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990.json",
  "id": "uksi/1990/439",
  "title": "The Insolvency Practitioners Regulations 1990",
  "short_title": "Insolvency Practitioners 1990",
  "long_title": "These Regulations make provision for–the granting or refusal of applications made on or after 1st April 1990 to the competent authority (“the Secretary of State”) under the Insolvency Act 1986 (“the Act”) for authorisation to act as an insolvency practitioner; andthe withdrawal on or after that date of authorisations granted by the Secretary of State under the Act (regulations 3 to 10 and Schedule 1);the requirements to be prescribed under section 390(3) of the Act in respect of security or caution for the proper performance of the functions of an insolvency practitioner (regulations 11 to 15 and Schedule 2); andthe records to be kept by an insolvency practitioner in respect of the estate of each person in relation to whom the practitioner acts (regulations 16 to 20 and Schedule 3).",
  "citation": "S.I. 1990/439",
  "type": "uksi",
  "year": "1990",
  "number": "439",
  "version": "current",
  "date": "1990-03-05",
  "revised": false,
  "valid_from": null,
  "extent": null,
  "unapplied_effects": 23,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/1",
      "kind": "part",
      "number": "1",
      "heading": "INTRODUCTORY",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation, commencement and interpretation",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-1",
      "extent": null,
      "status": null,
      "parent": "part/1"
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Revocation",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-2",
      "extent": null,
      "status": null,
      "parent": "part/1"
    },
    {
      "path": "part/II",
      "kind": "part",
      "number": "II",
      "heading": "AUTHORISATION OF INSOLVENCY PRACTITIONERS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "Application of this Part",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-3",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Matters for determining whether an applicant is fit and proper",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-4",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Education and training and experience",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-5",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/6",
      "kind": "regulation",
      "number": "6",
      "heading": "Education and training and experience",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-6",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Education and training and experience",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-7",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Education and training and experience",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-8",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/9",
      "kind": "regulation",
      "number": "9",
      "heading": "Fees",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-9",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/10",
      "kind": "regulation",
      "number": "10",
      "heading": "Maximum period of authorisation",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-10",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "part/III",
      "kind": "part",
      "number": "III",
      "heading": "THE REQUIREMENTS FOR SECURITY AND CAUTION FOR THE PROPER PERFORMANCE OF THE FUNCTIONS OF AN INSOLVENCY PRACTITIONER",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/11",
      "kind": "regulation",
      "number": "11",
      "heading": "Application of this Part",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-11",
      "extent": null,
      "status": null,
      "parent": "part/III"
    },
    {
      "path": "regulation/12",
      "kind": "regulation",
      "number": "12",
      "heading": "Requirements for security or caution",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-12",
      "extent": null,
      "status": null,
      "parent": "part/III"
    },
    {
      "path": "regulation/13",
      "kind": "regulation",
      "number": "13",
      "heading": "Exceptions in relation to requirements for security or caution",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-13",
      "extent": null,
      "status": null,
      "parent": "part/III"
    },
    {
      "path": "regulation/14",
      "kind": "regulation",
      "number": "14",
      "heading": "Registration and filing requirements in England and Wales",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-14",
      "extent": null,
      "status": null,
      "parent": "part/III"
    },
    {
      "path": "regulation/15",
      "kind": "regulation",
      "number": "15",
      "heading": "Registration and filing requirements in Scotland",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-15",
      "extent": null,
      "status": null,
      "parent": "part/III"
    },
    {
      "path": "part/IV",
      "kind": "part",
      "number": "IV",
      "heading": "RECORDS TO BE KEPT BY INSOLVENCY PRACTITIONERS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/16",
      "kind": "regulation",
      "number": "16",
      "heading": "Application of this Part",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-16",
      "extent": null,
      "status": null,
      "parent": "part/IV"
    },
    {
      "path": "regulation/17",
      "kind": "regulation",
      "number": "17",
      "heading": "The records to be kept",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-17",
      "extent": null,
      "status": null,
      "parent": "part/IV"
    },
    {
      "path": "regulation/18",
      "kind": "regulation",
      "number": "18",
      "heading": "Inspection of records",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-18",
      "extent": null,
      "status": null,
      "parent": "part/IV"
    },
    {
      "path": "regulation/19",
      "kind": "regulation",
      "number": "19",
      "heading": "Notification",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-19",
      "extent": null,
      "status": null,
      "parent": "part/IV"
    },
    {
      "path": "regulation/20",
      "kind": "regulation",
      "number": "20",
      "heading": "Preservation of records",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-20",
      "extent": null,
      "status": null,
      "parent": "part/IV"
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/signature",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "schedule/1",
      "kind": "schedule",
      "number": "1",
      "heading": "ACADEMIC QUALIFICATIONS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "schedule/1/part/I",
      "kind": "part",
      "number": "I",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-1/part-I",
      "extent": null,
      "status": null,
      "parent": "schedule/1"
    },
    {
      "path": "schedule/1/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-1/paragraph-1",
      "extent": null,
      "status": null,
      "parent": "schedule/1/part/I"
    },
    {
      "path": "schedule/1/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-1/paragraph-2",
      "extent": null,
      "status": null,
      "parent": "schedule/1/part/I"
    },
    {
      "path": "schedule/1/part/II",
      "kind": "part",
      "number": "II",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-1/part-II",
      "extent": null,
      "status": null,
      "parent": "schedule/1"
    },
    {
      "path": "schedule/2",
      "kind": "schedule",
      "number": "2",
      "heading": "REQUIREMENTS FOR SECURITY OR CAUTION",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "schedule/2/part/I",
      "kind": "part",
      "number": "I",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-2/part-I",
      "extent": null,
      "status": null,
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/part/II",
      "kind": "part",
      "number": "II",
      "heading": null,
      "url": null,
      "extent": null,
      "status": null,
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-2/paragraph-1",
      "extent": null,
      "status": null,
      "parent": "schedule/2/part/II"
    },
    {
      "path": "schedule/2/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-2/paragraph-2",
      "extent": null,
      "status": null,
      "parent": "schedule/2/part/II"
    },
    {
      "path": "schedule/2/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-2/paragraph-3",
      "extent": null,
      "status": null,
      "parent": "schedule/2/part/II"
    },
    {
      "path": "schedule/2/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-2/paragraph-4",
      "extent": null,
      "status": null,
      "parent": "schedule/2/part/II"
    },
    {
      "path": "schedule/3",
      "kind": "schedule",
      "number": "3",
      "heading": "MATTERS TO BE INCLUDED IN CASE RECORD",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "schedule/3/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-3/paragraph-1",
      "extent": null,
      "status": null,
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-3/paragraph-2",
      "extent": null,
      "status": null,
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-3/paragraph-3",
      "extent": null,
      "status": null,
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-3/paragraph-4",
      "extent": null,
      "status": null,
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-3/paragraph-5",
      "extent": null,
      "status": null,
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-3/paragraph-6",
      "extent": null,
      "status": null,
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/7",
      "kind": "paragraph",
      "number": "7",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-3/paragraph-7",
      "extent": null,
      "status": null,
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/8",
      "kind": "paragraph",
      "number": "8",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-3/paragraph-8",
      "extent": null,
      "status": null,
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/9",
      "kind": "paragraph",
      "number": "9",
      "heading": null,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/schedule-3/paragraph-9",
      "extent": null,
      "status": null,
      "parent": "schedule/3"
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/note",
      "extent": null,
      "status": null,
      "parent": null
    }
  ],
  "has_text": true,
  "pdfs": [
    {
      "title": "Printed copy",
      "main": true,
      "language": null,
      "date": "2023-11-22",
      "size": 1095228,
      "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/pdf/uksi_19900439_en.pdf",
      "source_url": "https://www.legislation.gov.uk/uksi/1990/439/pdfs/uksi_19900439_en.pdf"
    }
  ],
  "outstanding_effects": [
    {
      "type": "saved",
      "affected_provisions": "Instrument",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.4(2)"
    },
    {
      "type": "amended",
      "affected_provisions": "reg.12(1)(c) rev in pt and",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.5(b)"
    },
    {
      "type": "amended",
      "affected_provisions": "reg.12(1)(b)",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.5(a)"
    },
    {
      "type": "amended",
      "affected_provisions": "reg.12(2) rev in pt and",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.5(c)"
    },
    {
      "type": "amended",
      "affected_provisions": "reg.13",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.6"
    },
    {
      "type": "substituted",
      "affected_provisions": "reg.14",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.7"
    },
    {
      "type": "substituted",
      "affected_provisions": "reg.15, heading",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.8(a)"
    },
    {
      "type": "amended",
      "affected_provisions": "reg.15(1)(2)",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.8(b)(c)"
    },
    {
      "type": "added",
      "affected_provisions": "reg.15A",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.9"
    },
    {
      "type": "amended",
      "affected_provisions": "Sch.1, Pt I, para 1",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.3(2)"
    },
    {
      "type": "amended",
      "affected_provisions": "Sch.2, Pt I(ii)(iii)",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.10"
    },
    {
      "type": "amended",
      "affected_provisions": "Sch.3, para 7, (v)(a)",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.11(c)"
    },
    {
      "type": "amended",
      "affected_provisions": "Sch.3, para 7, (iv)(a)",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.11(a)"
    },
    {
      "type": "revoked",
      "affected_provisions": "Sch.3, para 7, (iv)(d)",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.U(b)"
    },
    {
      "type": "revoked",
      "affected_provisions": "Sch.3, para 7(v)(c)",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.11(d)"
    },
    {
      "type": "amended",
      "affected_provisions": "Sch.3, para 7(vi)",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993",
      "affecting_provisions": "reg.11(e)"
    },
    {
      "type": "applied (with modifications)",
      "affected_provisions": "Regulations",
      "affecting": "uksi/2001/1090",
      "affecting_title": "Limited Liability Partnerships Regulations 2001",
      "affecting_provisions": "Sch. 6 Pt. 2 para. 1"
    },
    {
      "type": "am (1.1.2003)",
      "affected_provisions": "reg 13",
      "affecting": "uksi/2002/2710",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 2002",
      "affecting_provisions": "regs 2, 3"
    },
    {
      "type": "am (1.1.2003)",
      "affected_provisions": "Sch 2, Pt II, para 1",
      "affecting": "uksi/2002/2710",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 2002",
      "affecting_provisions": "regs 2, 5(a)"
    },
    {
      "type": "am (1.1.2003)",
      "affected_provisions": "Sch 2, Pt II, para 2",
      "affecting": "uksi/2002/2710",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 2002",
      "affecting_provisions": "regs 2, 5(b)"
    },
    {
      "type": "am (1.1.2003)",
      "affected_provisions": "reg 15A",
      "affecting": "uksi/2002/2710",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 2002",
      "affecting_provisions": "regs 2, 4"
    },
    {
      "type": "rev",
      "affected_provisions": "reg 9",
      "affecting": "uksi/2004/473",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 2004",
      "affecting_provisions": "reg 2"
    },
    {
      "type": "rev (subject to transtl provn(s))",
      "affected_provisions": null,
      "affecting": "uksi/2005/524",
      "affecting_title": "The Insolvency Practitioners Regulations 2005",
      "affecting_provisions": "reg 4, Sch 1"
    }
  ],
  "made_under": [
    {
      "id": "ukpga/1986/45",
      "title": "Insolvency Act 1986",
      "url": "https://openlegislation.uk/insolvency-act-1986",
      "provisions": [
        "section/390",
        "section/392",
        "section/393",
        "section/419"
      ]
    }
  ],
  "changes_made_to": 23,
  "changes_made_to_url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/changes.json",
  "changes_made_by": 4,
  "changes_made_by_url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/1990/439",
    "retrieved_at": "2026-10-29T15:26:04.135524+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}