{
  "url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-13",
  "json_url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990/regulation-13.json",
  "legislation": "uksi/1990/439",
  "legislation_title": "The Insolvency Practitioners Regulations 1990",
  "legislation_url": "https://openlegislation.uk/insolvency-practitioners-regulations-1990",
  "path": "regulation/13",
  "kind": "regulation",
  "number": "13",
  "heading": "Exceptions in relation to requirements for security or caution",
  "text": "Where an insolvency practitioner who is appointed to be:–\n(a) provisional liquidator in the winding up by the court of a company is subsequently appointed to be liquidator of that company; or\n(b) liquidator in a voluntary winding up of a company is subsequently appointed to be liquidator in the winding up of that company by the court; or\n(c) interim trustee in the sequestration of the estate of any person is subsequently appointed to be permanent trustee in the sequestration of the estate of that person; or\n(d) an administrator of a company is subsequently appointed to be a liquidator of that company pursuant to section 140 of the Act;\nand a certificate of specific penalty is issued under regulation 12(1) in respect of the earlier or earliest such appointment, it shall not be necessary for such a certificate to be issued in respect of the subsequent appointment of the practitioner in any of those circumstances.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [
    {
      "type": "amended",
      "affecting": "uksi/1993/221",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 1993"
    },
    {
      "type": "am (1.1.2003)",
      "affecting": "uksi/2002/2710",
      "affecting_title": "The Insolvency Practitioners (Amendment) Regulations 2002"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/1990/439/regulation/13",
    "retrieved_at": "2026-10-29T15:26:04.135524+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}