{
  "url": "https://openlegislation.uk/investment-bank-special-administration-regulations-2011/regulation-12E",
  "json_url": "https://openlegislation.uk/investment-bank-special-administration-regulations-2011/regulation-12E.json",
  "legislation": "uksi/2011/245",
  "legislation_title": "The Investment Bank Special Administration Regulations 2011",
  "legislation_url": "https://openlegislation.uk/investment-bank-special-administration-regulations-2011",
  "path": "regulation/12E",
  "kind": "regulation",
  "number": "12E",
  "heading": "Bar date notices—procedural requirements",
  "text": "(1) The persons to whom a bar date notice must be given are—\n(a) all clients of whose claim for the return of client assets the administrator is aware;\n(b) all persons whom the administrator believes have a right to assert a security interest or other entitlement over the client assets;\n(c) the FCA and, where the investment bank is a PRA-authorised person, the PRA; and\n(b) in a special administration (bank administration) before the Bank of England has given an Objective A Achievement Notice, the Bank of England.\n(2) Paragraph (1) does not apply in relation to any such person whom the administrator has no means of contacting.\n(3) A bar date notice—\n(a) must be advertised once in the Gazette; and\n(b) may be advertised in such other manner as the administrator thinks fit.\n(4) In advertising a bar date notice under paragraph (3), the administrator must aim to ensure that the notice comes to the attention of as many persons who are eligible to submit a claim for the return of client assets as the administrator considers practicable.\n(5) In this regulation—\n“Gazette” means—\n(a)in England and Wales, the London Gazette;\n(b)in Scotland, the Edinburgh Gazette; and\n(c)in Northern Ireland, the Belfast Gazette;\n“bar date notice” means a notice under regulation 12A(1) or a hard bar date notice under regulation 12B or 12C; and\n“Objective A Achievement Notice” has the meaning given by paragraph 3(3) of Schedule 2.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Regs. 12A-12F inserted (6.4.2017) by The Investment Bank (Amendment of Definition) and Special Administration (Amendment) Regulations 2017 (S.I. 2017/443), regs. 1, 12 (with reg. 17)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2011/245/regulation/12E",
    "retrieved_at": "2026-10-29T02:18:26.781233+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}