# The Investment Bank Special Administration Regulations 2011, Regulation 12E: Bar date notices—procedural requirements


(1) The persons to whom a bar date notice must be given are—
(a) all clients of whose claim for the return of client assets the administrator is aware;
(b) all persons whom the administrator believes have a right to assert a security interest or other entitlement over the client assets;
(c) the FCA and, where the investment bank is a PRA-authorised person, the PRA; and
(b) in a special administration (bank administration) before the Bank of England has given an Objective A Achievement Notice, the Bank of England.
(2) Paragraph (1) does not apply in relation to any such person whom the administrator has no means of contacting.
(3) A bar date notice—
(a) must be advertised once in the Gazette; and
(b) may be advertised in such other manner as the administrator thinks fit.
(4) In advertising a bar date notice under paragraph (3), the administrator must aim to ensure that the notice comes to the attention of as many persons who are eligible to submit a claim for the return of client assets as the administrator considers practicable.
(5) In this regulation—
“Gazette” means—
(a)in England and Wales, the London Gazette;
(b)in Scotland, the Edinburgh Gazette; and
(c)in Northern Ireland, the Belfast Gazette;
“bar date notice” means a notice under regulation 12A(1) or a hard bar date notice under regulation 12B or 12C; and
“Objective A Achievement Notice” has the meaning given by paragraph 3(3) of Schedule 2.

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Source: https://www.legislation.gov.uk/uksi/2011/245/regulation/12E (the official version)
Page: https://openlegislation.uk/investment-bank-special-administration-regulations-2011/regulation-12E
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.