{
  "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked",
  "json_url": "https://openlegislation.uk/investment-services-regulations-1995-revoked.json",
  "id": "uksi/1995/3275",
  "title": "The Investment Services Regulations 1995 (revoked)",
  "short_title": "Investment Services 1995",
  "long_title": ". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .",
  "citation": "S.I. 1995/3275",
  "type": "uksi",
  "year": "1995",
  "number": "3275",
  "version": "current",
  "date": "1995-12-18",
  "revised": true,
  "valid_from": "2001-12-01",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "part/I",
      "kind": "part",
      "number": "I",
      "heading": "GENERAL",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation and commencement",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/I"
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Interpretation: general",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/I"
    },
    {
      "path": "part/II",
      "kind": "part",
      "number": "II",
      "heading": "RECOGNITION IN UK OF EUROPEAN INVESTMENT FIRMS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "part/II/crossheading/preliminary",
      "kind": "crossheading",
      "number": null,
      "heading": "Preliminary",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II"
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "European investment firms",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/preliminary"
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Authorised services",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/preliminary"
    },
    {
      "path": "part/II/crossheading/effect-of-recognition",
      "kind": "crossheading",
      "number": null,
      "heading": "Effect of recognition",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II"
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Authorisations and licences not required",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/effect-of-recognition"
    },
    {
      "path": "regulation/6",
      "kind": "regulation",
      "number": "6",
      "heading": "Procedural requirements for carrying on listed services",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/effect-of-recognition"
    },
    {
      "path": "part/II/crossheading/effect-of-nonrecognition",
      "kind": "crossheading",
      "number": null,
      "heading": "Effect of non-recognition",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II"
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Prohibition on carrying on certain listed services",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/effect-of-nonrecognition"
    },
    {
      "path": "part/II/crossheading/functions-of-board",
      "kind": "crossheading",
      "number": null,
      "heading": "Functions of Board",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II"
    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Duty to prepare for supervision",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/functions-of-board"
    },
    {
      "path": "regulation/9",
      "kind": "regulation",
      "number": "9",
      "heading": "Power to prohibit the provision of listed services",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/functions-of-board"
    },
    {
      "path": "regulation/10",
      "kind": "regulation",
      "number": "10",
      "heading": "Power to restrict provision of listed services",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/functions-of-board"
    },
    {
      "path": "regulation/11",
      "kind": "regulation",
      "number": "11",
      "heading": "Limitations on Board’s powers",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-11",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/functions-of-board"
    },
    {
      "path": "regulation/12",
      "kind": "regulation",
      "number": "12",
      "heading": "Obligation of Board where investment firm ceases to be a European investment firm etc.",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-12",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/functions-of-board"
    },
    {
      "path": "part/II/crossheading/functions-of-the-bank",
      "kind": "crossheading",
      "number": null,
      "heading": "Functions of the Bank",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II"
    },
    {
      "path": "regulation/13",
      "kind": "regulation",
      "number": "13",
      "heading": "Duty to prepare for supervision",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-13",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/functions-of-the-bank"
    },
    {
      "path": "regulation/14",
      "kind": "regulation",
      "number": "14",
      "heading": "Obligation of Bank where investment firm ceases to be a European investment firm etc.",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-14",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/functions-of-the-bank"
    },
    {
      "path": "part/II/crossheading/functions-of-director",
      "kind": "crossheading",
      "number": null,
      "heading": "Functions of Director",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II"
    },
    {
      "path": "regulation/15",
      "kind": "regulation",
      "number": "15",
      "heading": "Power to prohibit the carrying on of Consumer Credit Act business",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-15",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/functions-of-director"
    },
    {
      "path": "regulation/16",
      "kind": "regulation",
      "number": "16",
      "heading": "Power to restrict the carrying on of Consumer Credit Act business",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-16",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/crossheading/functions-of-director"
    },
    {
      "path": "part/III",
      "kind": "part",
      "number": "III",
      "heading": "RELATIONS WITH THIRD COUNTRIES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/17",
      "kind": "regulation",
      "number": "17",
      "heading": "Treasury directions for implementing certain EC decisions",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-17",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/III"
    },
    {
      "path": "part/IV",
      "kind": "part",
      "number": "IV",
      "heading": "RECOGNITION IN OTHER EEA STATES OF UK INVESTMENT FIRMS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "part/IV/crossheading/preliminary",
      "kind": "crossheading",
      "number": null,
      "heading": "Preliminary",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/IV"
    },
    {
      "path": "regulation/18",
      "kind": "regulation",
      "number": "18",
      "heading": "UK investment firms",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-18",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/IV/crossheading/preliminary"
    },
    {
      "path": "regulation/19",
      "kind": "regulation",
      "number": "19",
      "heading": "Authorised services",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-19",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/IV/crossheading/preliminary"
    },
    {
      "path": "part/IV/crossheading/procedural-requirements",
      "kind": "crossheading",
      "number": null,
      "heading": "Procedural requirements",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/IV"
    },
    {
      "path": "regulation/20",
      "kind": "regulation",
      "number": "20",
      "heading": "Procedural requirements for carrying on certain listed services",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-20",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/IV/crossheading/procedural-requirements"
    },
    {
      "path": "part/V",
      "kind": "part",
      "number": "V",
      "heading": "AMENDMENTS OF FINANCIAL SERVICES ACT",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/21",
      "kind": "regulation",
      "number": "21",
      "heading": "Authorisation by membership of recognised self-regulating organisations",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-21",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/22",
      "kind": "regulation",
      "number": "22",
      "heading": "Applications for authorisation",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-22",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/23",
      "kind": "regulation",
      "number": "23",
      "heading": "Grant and refusal of authorisation",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-23",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/24",
      "kind": "regulation",
      "number": "24",
      "heading": "Authorisation in other EEA State",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-24",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/25",
      "kind": "regulation",
      "number": "25",
      "heading": "Certain EEA regulated markets",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-25",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/26",
      "kind": "regulation",
      "number": "26",
      "heading": "Exempted persons",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-26",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/27",
      "kind": "regulation",
      "number": "27",
      "heading": "Appointed representatives",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-27",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/28",
      "kind": "regulation",
      "number": "28",
      "heading": "Statement of services covered by authorisation",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-28",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/29",
      "kind": "regulation",
      "number": "29",
      "heading": "Reciprocal facilities for investment business",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-29",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/30",
      "kind": "regulation",
      "number": "30",
      "heading": "Exemption from liability for damages",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-30",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/31",
      "kind": "regulation",
      "number": "31",
      "heading": "Recognised professional bodies",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-31",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/32",
      "kind": "regulation",
      "number": "32",
      "heading": "Other amendments of Financial Services Act",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-32",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "regulation/33",
      "kind": "regulation",
      "number": "33",
      "heading": "Construction of Part V",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-33",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/V"
    },
    {
      "path": "part/VI",
      "kind": "part",
      "number": "VI",
      "heading": "AMENDMENTS OF CONSUMER CREDIT ACT",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/34",
      "kind": "regulation",
      "number": "34",
      "heading": "Effect of standard licence",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-34",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VI"
    },
    {
      "path": "regulation/35",
      "kind": "regulation",
      "number": "35",
      "heading": "Grant of standard licence",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-35",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VI"
    },
    {
      "path": "regulation/36",
      "kind": "regulation",
      "number": "36",
      "heading": "Conduct of business",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-36",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VI"
    },
    {
      "path": "regulation/37",
      "kind": "regulation",
      "number": "37",
      "heading": "The register",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-37",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VI"
    },
    {
      "path": "regulation/38",
      "kind": "regulation",
      "number": "38",
      "heading": "Enforcement of agreements",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-38",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VI"
    },
    {
      "path": "regulation/39",
      "kind": "regulation",
      "number": "39",
      "heading": "Restrictions on disclosure of information",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-39",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VI"
    },
    {
      "path": "regulation/40",
      "kind": "regulation",
      "number": "40",
      "heading": "Power to modify subordinate legislation in relation to European investment firms",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-40",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VI"
    },
    {
      "path": "part/VII",
      "kind": "part",
      "number": "VII",
      "heading": "NOTIFICATION OF CONTROLLERS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/41",
      "kind": "regulation",
      "number": "41",
      "heading": "Notification of new or increased control",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-41",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VII"
    },
    {
      "path": "regulation/42",
      "kind": "regulation",
      "number": "42",
      "heading": "Objection to new or increased control",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-42",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VII"
    },
    {
      "path": "regulation/43",
      "kind": "regulation",
      "number": "43",
      "heading": "Contraventions of regulation 41",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-43",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VII"
    },
    {
      "path": "regulation/44",
      "kind": "regulation",
      "number": "44",
      "heading": "Restrictions on voting rights",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-44",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VII"
    },
    {
      "path": "regulation/45",
      "kind": "regulation",
      "number": "45",
      "heading": "Prior notification of ceasing to be a relevant controller",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-45",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VII"
    },
    {
      "path": "regulation/46",
      "kind": "regulation",
      "number": "46",
      "heading": "Construction of Part VII",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-46",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VII"
    },
    {
      "path": "regulation/47",
      "kind": "regulation",
      "number": "47",
      "heading": "Prosecution of offences under Part VII",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-47",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VII"
    },
    {
      "path": "part/VIII",
      "kind": "part",
      "number": "VIII",
      "heading": "MISCELLANEOUS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/48",
      "kind": "regulation",
      "number": "48",
      "heading": "Restrictions on disclosure of information",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-48",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VIII"
    },
    {
      "path": "regulation/49",
      "kind": "regulation",
      "number": "49",
      "heading": "Regulated markets",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-49",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VIII"
    },
    {
      "path": "regulation/50",
      "kind": "regulation",
      "number": "50",
      "heading": "Power of Board to give directions",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-50",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VIII"
    },
    {
      "path": "regulation/51",
      "kind": "regulation",
      "number": "51",
      "heading": "Board’s power to obtain information from group members",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-51",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VIII"
    },
    {
      "path": "regulation/52",
      "kind": "regulation",
      "number": "52",
      "heading": "Powers of entry",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-52",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VIII"
    },
    {
      "path": "regulation/53",
      "kind": "regulation",
      "number": "53",
      "heading": "Contravention of regulation 51 or 52",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-53",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VIII"
    },
    {
      "path": "regulation/54",
      "kind": "regulation",
      "number": "54",
      "heading": "Directions to the Bank",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-54",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VIII"
    },
    {
      "path": "regulation/55",
      "kind": "regulation",
      "number": "55",
      "heading": "Position of European subsidiaries",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-55",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/VIII"
    },
    {
      "path": "part/IX",
      "kind": "part",
      "number": "IX",
      "heading": "SUPPLEMENTAL",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/56",
      "kind": "regulation",
      "number": "56",
      "heading": "The Board’s functions under the Regulations",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-56",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/IX"
    },
    {
      "path": "regulation/57",
      "kind": "regulation",
      "number": "57",
      "heading": "Minor and consequential amendments",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-57",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/IX"
    },
    {
      "path": "regulation/58",
      "kind": "regulation",
      "number": "58",
      "heading": "Transitional provisions and savings",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/regulation-58",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/IX"
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/signature",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "schedule/1",
      "kind": "schedule",
      "number": "1",
      "heading": "ANNEX TO THE INVESTMENT SERVICES DIRECTIVE",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/2",
      "kind": "schedule",
      "number": "2",
      "heading": "ARTICLE 2.2 OF THE INVESTMENT SERVICES DIRECTIVE",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/3",
      "kind": "schedule",
      "number": "3",
      "heading": "REQUIREMENTS AS RESPECTS EUROPEAN INVESTMENT FIRMS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/3/crossheading/requirements-for-providing-services-etc",
      "kind": "crossheading",
      "number": null,
      "heading": "Requirements for providing services etc.",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-3/paragraph-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/3/crossheading/requirements-for-providing-services-etc"
    },
    {
      "path": "schedule/3/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-3/paragraph-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/3/crossheading/requirements-for-providing-services-etc"
    },
    {
      "path": "schedule/3/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-3/paragraph-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/3/crossheading/requirements-for-providing-services-etc"
    },
    {
      "path": "schedule/3/crossheading/requirements-for-changing-requisite-details-where-services-are-provided",
      "kind": "crossheading",
      "number": null,
      "heading": "Requirements for changing requisite details where services are provided",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-3/paragraph-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/3/crossheading/requirements-for-changing-requisite-details-where-services-are-provided"
    },
    {
      "path": "schedule/3/crossheading/requirements-for-changing-requisite-details-of-branch",
      "kind": "crossheading",
      "number": null,
      "heading": "Requirements for changing requisite details of branch",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/3"
    },
    {
      "path": "schedule/3/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-3/paragraph-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/3/crossheading/requirements-for-changing-requisite-details-of-branch"
    },
    {
      "path": "schedule/3/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": "Meaning of “listed firm”",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-3/paragraph-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/3/crossheading/requirements-for-changing-requisite-details-of-branch"
    },
    {
      "path": "schedule/4",
      "kind": "schedule",
      "number": "4",
      "heading": "PROHIBITIONS BY THE BOARD",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/4/crossheading/notice-of-prohibition",
      "kind": "crossheading",
      "number": null,
      "heading": "Notice of prohibition",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-4/paragraph-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/4/crossheading/notice-of-prohibition"
    },
    {
      "path": "schedule/4/crossheading/references-to-the-financial-services-tribunal",
      "kind": "crossheading",
      "number": null,
      "heading": "References to the Financial Services Tribunal",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/4"
    },
    {
      "path": "schedule/4/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-4/paragraph-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/4/crossheading/references-to-the-financial-services-tribunal"
    },
    {
      "path": "schedule/4/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-4/paragraph-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/4/crossheading/references-to-the-financial-services-tribunal"
    },
    {
      "path": "schedule/4/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-4/paragraph-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/4/crossheading/references-to-the-financial-services-tribunal"
    },
    {
      "path": "schedule/5",
      "kind": "schedule",
      "number": "5",
      "heading": "PROHIBITIONS AND RESTRICTIONS BY THE DIRECTOR",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/5/crossheading/preliminary",
      "kind": "crossheading",
      "number": null,
      "heading": "Preliminary",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-5/paragraph-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5/crossheading/preliminary"
    },
    {
      "path": "schedule/5/crossheading/notice-of-prohibition-or-restriction",
      "kind": "crossheading",
      "number": null,
      "heading": "Notice of prohibition or restriction",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-5/paragraph-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5/crossheading/notice-of-prohibition-or-restriction"
    },
    {
      "path": "schedule/5/crossheading/application-to-revoke-prohibition-or-restriction",
      "kind": "crossheading",
      "number": null,
      "heading": "Application to revoke prohibition or restriction",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-5/paragraph-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5/crossheading/application-to-revoke-prohibition-or-restriction"
    },
    {
      "path": "schedule/5/crossheading/representations-to-director",
      "kind": "crossheading",
      "number": null,
      "heading": "Representations to Director",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-5/paragraph-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5/crossheading/representations-to-director"
    },
    {
      "path": "schedule/5/crossheading/appeals",
      "kind": "crossheading",
      "number": null,
      "heading": "Appeals",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5"
    },
    {
      "path": "schedule/5/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-5/paragraph-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/5/crossheading/appeals"
    },
    {
      "path": "schedule/6",
      "kind": "schedule",
      "number": "6",
      "heading": "REQUIREMENTS AS RESPECTS UK AUTHORISED INVESTMENT FIRMS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/6/crossheading/requirements-for-providing-listed-services-etc",
      "kind": "crossheading",
      "number": null,
      "heading": "Requirements for providing listed services etc.",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6"
    },
    {
      "path": "schedule/6/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-6/paragraph-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/crossheading/requirements-for-providing-listed-services-etc"
    },
    {
      "path": "schedule/6/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-6/paragraph-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/crossheading/requirements-for-providing-listed-services-etc"
    },
    {
      "path": "schedule/6/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-6/paragraph-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/crossheading/requirements-for-providing-listed-services-etc"
    },
    {
      "path": "schedule/6/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-6/paragraph-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/crossheading/requirements-for-providing-listed-services-etc"
    },
    {
      "path": "schedule/6/crossheading/requirements-for-changing-requisite-details-where-services-are-provided",
      "kind": "crossheading",
      "number": null,
      "heading": "Requirements for changing requisite details where services are provided",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6"
    },
    {
      "path": "schedule/6/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-6/paragraph-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/crossheading/requirements-for-changing-requisite-details-where-services-are-provided"
    },
    {
      "path": "schedule/6/crossheading/requirements-for-changing-requisite-details-of-branch",
      "kind": "crossheading",
      "number": null,
      "heading": "Requirements for changing requisite details of branch",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6"
    },
    {
      "path": "schedule/6/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-6/paragraph-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/crossheading/requirements-for-changing-requisite-details-of-branch"
    },
    {
      "path": "schedule/6/paragraph/7",
      "kind": "paragraph",
      "number": "7",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-6/paragraph-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/crossheading/requirements-for-changing-requisite-details-of-branch"
    },
    {
      "path": "schedule/6/crossheading/references-to-the-financial-services-tribunal",
      "kind": "crossheading",
      "number": null,
      "heading": "References to the Financial Services Tribunal",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6"
    },
    {
      "path": "schedule/6/paragraph/8",
      "kind": "paragraph",
      "number": "8",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-6/paragraph-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/crossheading/references-to-the-financial-services-tribunal"
    },
    {
      "path": "schedule/6/crossheading/references-to-listed-person",
      "kind": "crossheading",
      "number": null,
      "heading": "References to “listed person”",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6"
    },
    {
      "path": "schedule/6/paragraph/9",
      "kind": "paragraph",
      "number": "9",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-6/paragraph-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/6/crossheading/references-to-listed-person"
    },
    {
      "path": "schedule/7",
      "kind": "schedule",
      "number": "7",
      "heading": "OTHER AMENDMENTS OF FINANCIAL SERVICES ACT",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/7/crossheading/preliminary",
      "kind": "crossheading",
      "number": null,
      "heading": "Preliminary",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/preliminary"
    },
    {
      "path": "schedule/7/crossheading/restriction-on-carrying-on-business",
      "kind": "crossheading",
      "number": null,
      "heading": "Restriction on carrying on business",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/restriction-on-carrying-on-business"
    },
    {
      "path": "schedule/7/crossheading/authorised-persons",
      "kind": "crossheading",
      "number": null,
      "heading": "Authorised persons",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/authorised-persons"
    },
    {
      "path": "schedule/7/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/authorised-persons"
    },
    {
      "path": "schedule/7/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/authorised-persons"
    },
    {
      "path": "schedule/7/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/authorised-persons"
    },
    {
      "path": "schedule/7/crossheading/exempted-persons",
      "kind": "crossheading",
      "number": null,
      "heading": "Exempted persons",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/7",
      "kind": "paragraph",
      "number": "7",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/exempted-persons"
    },
    {
      "path": "schedule/7/paragraph/8",
      "kind": "paragraph",
      "number": "8",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/exempted-persons"
    },
    {
      "path": "schedule/7/crossheading/conduct-of-business",
      "kind": "crossheading",
      "number": null,
      "heading": "Conduct of business",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/9",
      "kind": "paragraph",
      "number": "9",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/10",
      "kind": "paragraph",
      "number": "10",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/11",
      "kind": "paragraph",
      "number": "11",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-11",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/12",
      "kind": "paragraph",
      "number": "12",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-12",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/13",
      "kind": "paragraph",
      "number": "13",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-13",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/14",
      "kind": "paragraph",
      "number": "14",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-14",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/15",
      "kind": "paragraph",
      "number": "15",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-15",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/16",
      "kind": "paragraph",
      "number": "16",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-16",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/17",
      "kind": "paragraph",
      "number": "17",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-17",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/18",
      "kind": "paragraph",
      "number": "18",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-18",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/19",
      "kind": "paragraph",
      "number": "19",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-19",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/20",
      "kind": "paragraph",
      "number": "20",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-20",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/paragraph/21",
      "kind": "paragraph",
      "number": "21",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-21",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/conduct-of-business"
    },
    {
      "path": "schedule/7/crossheading/collective-investment-schemes",
      "kind": "crossheading",
      "number": null,
      "heading": "Collective investment schemes",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/22",
      "kind": "paragraph",
      "number": "22",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-22",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/collective-investment-schemes"
    },
    {
      "path": "schedule/7/paragraph/23",
      "kind": "paragraph",
      "number": "23",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-23",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/collective-investment-schemes"
    },
    {
      "path": "schedule/7/paragraph/24",
      "kind": "paragraph",
      "number": "24",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-24",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/collective-investment-schemes"
    },
    {
      "path": "schedule/7/crossheading/information",
      "kind": "crossheading",
      "number": null,
      "heading": "Information",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/25",
      "kind": "paragraph",
      "number": "25",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-25",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/information"
    },
    {
      "path": "schedule/7/paragraph/26",
      "kind": "paragraph",
      "number": "26",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-26",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/information"
    },
    {
      "path": "schedule/7/paragraph/27",
      "kind": "paragraph",
      "number": "27",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-27",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/information"
    },
    {
      "path": "schedule/7/crossheading/auditors",
      "kind": "crossheading",
      "number": null,
      "heading": "Auditors",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/28",
      "kind": "paragraph",
      "number": "28",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-28",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/auditors"
    },
    {
      "path": "schedule/7/paragraph/29",
      "kind": "paragraph",
      "number": "29",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-29",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/auditors"
    },
    {
      "path": "schedule/7/paragraph/30",
      "kind": "paragraph",
      "number": "30",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-30",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/auditors"
    },
    {
      "path": "schedule/7/crossheading/fees",
      "kind": "crossheading",
      "number": null,
      "heading": "Fees",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/31",
      "kind": "paragraph",
      "number": "31",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-31",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/fees"
    },
    {
      "path": "schedule/7/crossheading/prevention-of-restrictive-practices",
      "kind": "crossheading",
      "number": null,
      "heading": "Prevention of restrictive practices",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/32",
      "kind": "paragraph",
      "number": "32",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-32",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/prevention-of-restrictive-practices"
    },
    {
      "path": "schedule/7/paragraph/33",
      "kind": "paragraph",
      "number": "33",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-33",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/prevention-of-restrictive-practices"
    },
    {
      "path": "schedule/7/crossheading/relations-with-other-regulatory-authorities",
      "kind": "crossheading",
      "number": null,
      "heading": "Relations with other regulatory authorities",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/34",
      "kind": "paragraph",
      "number": "34",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-34",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/relations-with-other-regulatory-authorities"
    },
    {
      "path": "schedule/7/crossheading/official-listing-of-securities",
      "kind": "crossheading",
      "number": null,
      "heading": "Official listing of securities",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/35",
      "kind": "paragraph",
      "number": "35",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-35",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/official-listing-of-securities"
    },
    {
      "path": "schedule/7/paragraph/36",
      "kind": "paragraph",
      "number": "36",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-36",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/official-listing-of-securities"
    },
    {
      "path": "schedule/7/crossheading/insider-dealing",
      "kind": "crossheading",
      "number": null,
      "heading": "Insider dealing",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/37",
      "kind": "paragraph",
      "number": "37",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-37",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/insider-dealing"
    },
    {
      "path": "schedule/7/crossheading/restrictions-on-disclosure-of-information",
      "kind": "crossheading",
      "number": null,
      "heading": "Restrictions on disclosure of information",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/38",
      "kind": "paragraph",
      "number": "38",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-38",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/restrictions-on-disclosure-of-information"
    },
    {
      "path": "schedule/7/crossheading/miscellaneous-and-supplementary",
      "kind": "crossheading",
      "number": null,
      "heading": "Miscellaneous and supplementary",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/39",
      "kind": "paragraph",
      "number": "39",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-39",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/miscellaneous-and-supplementary"
    },
    {
      "path": "schedule/7/paragraph/40",
      "kind": "paragraph",
      "number": "40",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-40",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/miscellaneous-and-supplementary"
    },
    {
      "path": "schedule/7/paragraph/41",
      "kind": "paragraph",
      "number": "41",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-41",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/miscellaneous-and-supplementary"
    },
    {
      "path": "schedule/7/crossheading/activities-constituting-investment-business",
      "kind": "crossheading",
      "number": null,
      "heading": "Activities constituting investment business",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/42",
      "kind": "paragraph",
      "number": "42",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-42",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/activities-constituting-investment-business"
    },
    {
      "path": "schedule/7/crossheading/requirements-for-recognition-of-selfregulating-organisation",
      "kind": "crossheading",
      "number": null,
      "heading": "Requirements for recognition of self-regulating organisation",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/43",
      "kind": "paragraph",
      "number": "43",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-43",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/requirements-for-recognition-of-selfregulating-organisation"
    },
    {
      "path": "schedule/7/crossheading/qualifications-of-designated-agency",
      "kind": "crossheading",
      "number": null,
      "heading": "Qualifications of designated agency",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/44",
      "kind": "paragraph",
      "number": "44",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-44",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/qualifications-of-designated-agency"
    },
    {
      "path": "schedule/7/crossheading/principles-applicable-to-designated-agencys-legislative-provisions",
      "kind": "crossheading",
      "number": null,
      "heading": "Principles applicable to designated agency’s legislative provisions",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7"
    },
    {
      "path": "schedule/7/paragraph/45",
      "kind": "paragraph",
      "number": "45",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-7/paragraph-45",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/7/crossheading/principles-applicable-to-designated-agencys-legislative-provisions"
    },
    {
      "path": "schedule/8",
      "kind": "schedule",
      "number": "8",
      "heading": "ARTICLE 25 OF THE INVESTMENT SERVICES DIRECTIVE",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/9",
      "kind": "schedule",
      "number": "9",
      "heading": "POSITION OF EUROPEAN SUBSIDIARIES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/9/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-9/paragraph-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/9"
    },
    {
      "path": "schedule/9/crossheading/modifications-of-the-banking-regulations",
      "kind": "crossheading",
      "number": null,
      "heading": "Modifications of the Banking Regulations",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/9"
    },
    {
      "path": "schedule/9/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-9/paragraph-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/9/crossheading/modifications-of-the-banking-regulations"
    },
    {
      "path": "schedule/9/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-9/paragraph-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/9/crossheading/modifications-of-the-banking-regulations"
    },
    {
      "path": "schedule/9/crossheading/procedural-requirements-for-existing-european-subsidiaries-carrying-on-listed-services",
      "kind": "crossheading",
      "number": null,
      "heading": "Procedural requirements for existing European subsidiaries carrying on listed services",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/9"
    },
    {
      "path": "schedule/9/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-9/paragraph-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/9/crossheading/procedural-requirements-for-existing-european-subsidiaries-carrying-on-listed-services"
    },
    {
      "path": "schedule/9/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-9/paragraph-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/9/crossheading/procedural-requirements-for-existing-european-subsidiaries-carrying-on-listed-services"
    },
    {
      "path": "schedule/10",
      "kind": "schedule",
      "number": "10",
      "heading": "MINOR AND CONSEQUENTIAL AMENDMENTS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/10/part/I",
      "kind": "part",
      "number": "I",
      "heading": "PRIMARY LEGISLATION",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10"
    },
    {
      "path": "schedule/10/part/I/crossheading/superannuation-act-1972-c-11",
      "kind": "crossheading",
      "number": null,
      "heading": "Superannuation Act 1972 (c. 11)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/superannuation-act-1972-c-11"
    },
    {
      "path": "schedule/10/part/I/crossheading/superannuation-northern-ireland-order-1972-si-19721073-ni-10",
      "kind": "crossheading",
      "number": null,
      "heading": "Superannuation (Northern Ireland) Order 1972 (S.I. 1972/1073 (N.I. 10))",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/superannuation-northern-ireland-order-1972-si-19721073-ni-10"
    },
    {
      "path": "schedule/10/part/I/crossheading/data-protection-act-1984-c-35",
      "kind": "crossheading",
      "number": null,
      "heading": "Data Protection Act 1984 (c. 35)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/data-protection-act-1984-c-35"
    },
    {
      "path": "schedule/10/part/I/crossheading/companies-act-1985-c-6",
      "kind": "crossheading",
      "number": null,
      "heading": "Companies Act 1985 (c. 6)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/companies-act-1985-c-6"
    },
    {
      "path": "schedule/10/part/I/crossheading/building-societies-act-1986-c-53",
      "kind": "crossheading",
      "number": null,
      "heading": "Building Societies Act 1986 (c. 53)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/building-societies-act-1986-c-53"
    },
    {
      "path": "schedule/10/paragraph/7",
      "kind": "paragraph",
      "number": "7",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/building-societies-act-1986-c-53"
    },
    {
      "path": "schedule/10/part/I/crossheading/companies-northern-ireland-order-1986-si-19861032-ni6",
      "kind": "crossheading",
      "number": null,
      "heading": "Companies (Northern Ireland) Order 1986 (S.I. 1986/1032 (N.I.6))",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/8",
      "kind": "paragraph",
      "number": "8",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/companies-northern-ireland-order-1986-si-19861032-ni6"
    },
    {
      "path": "schedule/10/part/I/crossheading/banking-act-1987-c-22",
      "kind": "crossheading",
      "number": null,
      "heading": "Banking Act 1987 (c. 22)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/9",
      "kind": "paragraph",
      "number": "9",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/banking-act-1987-c-22"
    },
    {
      "path": "schedule/10/paragraph/10",
      "kind": "paragraph",
      "number": "10",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/banking-act-1987-c-22"
    },
    {
      "path": "schedule/10/paragraph/11",
      "kind": "paragraph",
      "number": "11",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-11",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/banking-act-1987-c-22"
    },
    {
      "path": "schedule/10/part/I/crossheading/consumer-protection-act-1987-c-43",
      "kind": "crossheading",
      "number": null,
      "heading": "Consumer Protection Act 1987 (c. 43)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/12",
      "kind": "paragraph",
      "number": "12",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-12",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/consumer-protection-act-1987-c-43"
    },
    {
      "path": "schedule/10/part/I/crossheading/consumer-protection-northern-ireland-order-1987-si-19872049-ni20",
      "kind": "crossheading",
      "number": null,
      "heading": "Consumer Protection (Northern Ireland) Order 1987 (S.I. 1987/2049 (N.I.20))",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/13",
      "kind": "paragraph",
      "number": "13",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-13",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/consumer-protection-northern-ireland-order-1987-si-19872049-ni20"
    },
    {
      "path": "schedule/10/part/I/crossheading/companies-act-1989-c-40",
      "kind": "crossheading",
      "number": null,
      "heading": "Companies Act 1989 (c. 40)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/14",
      "kind": "paragraph",
      "number": "14",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-14",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/companies-act-1989-c-40"
    },
    {
      "path": "schedule/10/part/I/crossheading/companies-no2-northern-ireland-order-1990-si-19901504-ni10",
      "kind": "crossheading",
      "number": null,
      "heading": "Companies (No.2) (Northern Ireland) Order 1990 (S.I. 1990/1504 (N.I.10))",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I"
    },
    {
      "path": "schedule/10/paragraph/15",
      "kind": "paragraph",
      "number": "15",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-15",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/I/crossheading/companies-no2-northern-ireland-order-1990-si-19901504-ni10"
    },
    {
      "path": "schedule/10/part/II",
      "kind": "part",
      "number": "II",
      "heading": "SUBORDINATE LEGISLATION",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10"
    },
    {
      "path": "schedule/10/part/II/crossheading/data-protection-regulation-of-financial-services-etc-subject-access-exemption-order-1987-si-19871905",
      "kind": "crossheading",
      "number": null,
      "heading": "Data Protection (Regulation of Financial Services etc.) (Subject Access Exemption) Order 1987 (S.I. 1987/1905)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II"
    },
    {
      "path": "schedule/10/paragraph/16",
      "kind": "paragraph",
      "number": "16",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-16",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II/crossheading/data-protection-regulation-of-financial-services-etc-subject-access-exemption-order-1987-si-19871905"
    },
    {
      "path": "schedule/10/part/II/crossheading/banking-act-1987-advertisements-regulations-1988-si-1988645",
      "kind": "crossheading",
      "number": null,
      "heading": "Banking Act 1987 (Advertisements) Regulations 1988 (S.I. 1988/645)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II"
    },
    {
      "path": "schedule/10/paragraph/17",
      "kind": "paragraph",
      "number": "17",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-17",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II/crossheading/banking-act-1987-advertisements-regulations-1988-si-1988645"
    },
    {
      "path": "schedule/10/part/II/crossheading/banking-act-1987-exempt-transactions-regulations-1988-si-1988646",
      "kind": "crossheading",
      "number": null,
      "heading": "Banking Act 1987 (Exempt Transactions) Regulations 1988 (S.I. 1988/646)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II"
    },
    {
      "path": "schedule/10/paragraph/18",
      "kind": "paragraph",
      "number": "18",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-18",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II/crossheading/banking-act-1987-exempt-transactions-regulations-1988-si-1988646"
    },
    {
      "path": "schedule/10/part/II/crossheading/control-of-misleading-advertisements-regulations-1988-si-1988915",
      "kind": "crossheading",
      "number": null,
      "heading": "Control of Misleading Advertisements Regulations 1988 (S.I. 1988/915)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II"
    },
    {
      "path": "schedule/10/paragraph/19",
      "kind": "paragraph",
      "number": "19",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-19",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II/crossheading/control-of-misleading-advertisements-regulations-1988-si-1988915"
    },
    {
      "path": "schedule/10/part/II/crossheading/financial-services-act-1986-investment-advertisements-exemptions-order-1995-si-19951266",
      "kind": "crossheading",
      "number": null,
      "heading": "Financial Services Act 1986 (Investment Advertisements) (Exemptions) Order 1995 (S.I. 1995/1266)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II"
    },
    {
      "path": "schedule/10/paragraph/20",
      "kind": "paragraph",
      "number": "20",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-20",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II/crossheading/financial-services-act-1986-investment-advertisements-exemptions-order-1995-si-19951266"
    },
    {
      "path": "schedule/10/part/II/crossheading/financial-services-act-1986-investment-advertisements-exemptions-no-2-order-1995-si-19951536",
      "kind": "crossheading",
      "number": null,
      "heading": "Financial Services Act 1986 (Investment Advertisements) (Exemptions) (No. 2) Order 1995 (S.I. 1995/1536)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II"
    },
    {
      "path": "schedule/10/paragraph/21",
      "kind": "paragraph",
      "number": "21",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-21",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II/crossheading/financial-services-act-1986-investment-advertisements-exemptions-no-2-order-1995-si-19951536"
    },
    {
      "path": "schedule/10/part/II/crossheading/the-public-offers-of-securities-regulations-1995-si-19951537",
      "kind": "crossheading",
      "number": null,
      "heading": "The Public Offers of Securities Regulations 1995 (S.I. 1995/1537)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II"
    },
    {
      "path": "schedule/10/paragraph/22",
      "kind": "paragraph",
      "number": "22",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-10/paragraph-22",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/10/part/II/crossheading/the-public-offers-of-securities-regulations-1995-si-19951537"
    },
    {
      "path": "schedule/11",
      "kind": "schedule",
      "number": "11",
      "heading": "TRANSITIONAL PROVISIONS AND SAVINGS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "schedule/11/part/I",
      "kind": "part",
      "number": "I",
      "heading": "RECOGNITION OF INVESTMENT FIRMS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11"
    },
    {
      "path": "schedule/11/part/I/crossheading/european-investment-firms",
      "kind": "crossheading",
      "number": null,
      "heading": "European investment firms",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/I"
    },
    {
      "path": "schedule/11/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/I/crossheading/european-investment-firms"
    },
    {
      "path": "schedule/11/part/I/crossheading/uk-authorised-investment-firms",
      "kind": "crossheading",
      "number": null,
      "heading": "UK authorised investment firms",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/I"
    },
    {
      "path": "schedule/11/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/I/crossheading/uk-authorised-investment-firms"
    },
    {
      "path": "schedule/11/part/II",
      "kind": "part",
      "number": "II",
      "heading": "AMENDMENTS OF FINANCIAL SERVICES ACT",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11"
    },
    {
      "path": "schedule/11/part/II/crossheading/preliminary",
      "kind": "crossheading",
      "number": null,
      "heading": "Preliminary",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II"
    },
    {
      "path": "schedule/11/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II/crossheading/preliminary"
    },
    {
      "path": "schedule/11/part/II/crossheading/statements-of-principle",
      "kind": "crossheading",
      "number": null,
      "heading": "Statements of principle",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II"
    },
    {
      "path": "schedule/11/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II/crossheading/statements-of-principle"
    },
    {
      "path": "schedule/11/part/II/crossheading/conduct-of-business-rules",
      "kind": "crossheading",
      "number": null,
      "heading": "Conduct of business rules",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II"
    },
    {
      "path": "schedule/11/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II/crossheading/conduct-of-business-rules"
    },
    {
      "path": "schedule/11/part/II/crossheading/financial-resources-rules",
      "kind": "crossheading",
      "number": null,
      "heading": "Financial resources rules",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II"
    },
    {
      "path": "schedule/11/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II/crossheading/financial-resources-rules"
    },
    {
      "path": "schedule/11/part/II/crossheading/cancellation-rules",
      "kind": "crossheading",
      "number": null,
      "heading": "Cancellation rules",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II"
    },
    {
      "path": "schedule/11/paragraph/7",
      "kind": "paragraph",
      "number": "7",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II/crossheading/cancellation-rules"
    },
    {
      "path": "schedule/11/part/II/crossheading/notification-regulations",
      "kind": "crossheading",
      "number": null,
      "heading": "Notification regulations",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II"
    },
    {
      "path": "schedule/11/paragraph/8",
      "kind": "paragraph",
      "number": "8",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II/crossheading/notification-regulations"
    },
    {
      "path": "schedule/11/part/II/crossheading/compensation-fund",
      "kind": "crossheading",
      "number": null,
      "heading": "Compensation fund",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II"
    },
    {
      "path": "schedule/11/paragraph/9",
      "kind": "paragraph",
      "number": "9",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II/crossheading/compensation-fund"
    },
    {
      "path": "schedule/11/part/II/crossheading/unsolicited-calls",
      "kind": "crossheading",
      "number": null,
      "heading": "Unsolicited calls",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II"
    },
    {
      "path": "schedule/11/paragraph/10",
      "kind": "paragraph",
      "number": "10",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II/crossheading/unsolicited-calls"
    },
    {
      "path": "schedule/11/part/II/crossheading/supplemental",
      "kind": "crossheading",
      "number": null,
      "heading": "Supplemental",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II"
    },
    {
      "path": "schedule/11/paragraph/11",
      "kind": "paragraph",
      "number": "11",
      "heading": null,
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/schedule-11/paragraph-11",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "schedule/11/part/II/crossheading/supplemental"
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/note",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    }
  ],
  "has_text": true,
  "pdfs": [],
  "outstanding_effects": [],
  "made_under": [],
  "changes_made_to": 0,
  "changes_made_to_url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/changes.json",
  "changes_made_by": 17,
  "changes_made_by_url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/investment-services-regulations-1995-revoked/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/1995/3275",
    "retrieved_at": "2026-10-29T12:55:22.226242+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}