# The National Crime Agency (Complaints and Misconduct) Regulations 2013, Regulation 67: Action by the IOPC DG in response to an investigation report under regulation 66

Extent: E+W

(1) This regulation applies where—
(a) a report on an investigation carried out under the management of the IOPC DG is submitted to the IOPC DG under paragraph (3) of regulation 66 (final reports on investigations: complaints, conduct matters and certain DSI matters); or
(b) a report on an investigation carried out by a person designated by the IOPC DG is submitted to it or is otherwise completed under paragraph (5) of that regulation.
(2) On receipt of the report or on its completion by the IOPC DG, the IOPC DG—
(a) if it appears that the appropriate authority has not already been sent a copy of the report, shall send a copy of the report to that authority;
(b) shall determine whether the conditions set out in paragraphs (3) and (4) are satisfied in respect of the report;
(c) if the IOPC DG determines that those conditions are so satisfied, shall notify the Director of Public Prosecutions of the determination and send that person a copy of the report; and
(d) shall notify the appropriate authority and the persons mentioned in paragraph (7) of the IOPC DG’s determination under paragraph (b) and of any action taken by the IOPC DG under paragraph (c).
(3) The first condition is that the report indicates that a criminal offence may have been committed by a person to whose conduct the investigation related.
(4) The second condition is that the circumstances are such that, in the opinion of the IOPC DG, it is appropriate for the matters dealt with in the report to be considered by the Director of Public Prosecutions.
(5) The Director of Public Prosecutions shall notify the IOPC DG of any decision of the Director to take, or not to take, action in respect of the matters dealt with in any report a copy of which has been sent to the Director under paragraph (2)(c).
(6) It shall be the duty of the IOPC DG to notify the persons mentioned in paragraph (7) if criminal proceedings are brought against any person by the Director of Public Prosecutions in respect of any matters dealt with in a report copied to the Director under paragraph (2)(c).
(7) The persons are—
(a) in the case of a complaint, the complainant and every person entitled to be kept properly informed in relation to the complaint under regulation 14 (duty to provide information for other persons); and
(b) in the case of a recordable conduct matter, every person entitled to be kept properly informed in relation to that matter under that regulation.
(8) On receipt of the report, the IOPC DG shall also notify the appropriate authority that it must determine—
(a) whether any person to whose conduct the investigation related has a case to answer in respect of misconduct or gross misconduct or has no case to answer;
(b) whether or not any such person’s performance is unsatisfactory;
(c) what action (if any) the authority is required to, or will in its discretion, take in respect of the matters dealt with in the report; and
(d) what other action (if any) the authority will in its discretion take in respect of those matters.
(9) On receipt of a notification under paragraph (8) the appropriate authority shall make those determinations and submit a memorandum to the IOPC DG which—
(a) sets out the determinations the authority has made; and
(b) if the appropriate authority has decided in relation to any person whose conduct is the subject-matter of the report that disciplinary proceedings or unsatisfactory performance proceedings should not be brought against that person, sets out its reasons for so deciding.
(10) On receipt of a memorandum under paragraph (9), the IOPC DG shall—
(a) consider the memorandum and whether the appropriate authority has made the determinations under paragraph (9)(a) that the IOPC DG considers appropriate in respect of the matters dealt with in the report;
(b) determine, in the light of the IOPC DG’s consideration of those matters, whether or not to make recommendations under regulation 73 (duties with respect to disciplinary proceedings); and
(c) make such recommendations (if any) under that regulation as the IOPC DG thinks fit.
(11) On the making of a determination under paragraph (10)(b) the IOPC DG shall give a notification—
(a) in the case of a complaint, to the complainant and to every person entitled to be kept properly informed in relation to the complaint under regulation 13 (duty to keep the complainant informed); and
(b) in the case of a recordable conduct matter, to every person entitled to be kept properly informed in relation to that matter under regulation 14 (duty to provide information for other persons).
(12) The notification required by paragraph (11) is one setting out—
(a) the findings of the report;
(b) the IOPC DG’s determination under paragraph (10)(b); and
(c) the action which the appropriate authority is to be recommended to take as a consequence of the determination.
(13) Regulation 16 (exceptions to the duty to keep the complainant informed and to provide information for other persons) shall have effect in relation to the duties imposed on the IOPC DG by paragraph (11) of this regulation as they have effect in relation to the duties imposed on the IOPC DG by regulations 13 and 14.
(14) Subject to regulation 16, the IOPC DG shall be entitled (notwithstanding any obligation of secrecy imposed by any rule of law or otherwise) to discharge the duty to give a person mentioned in paragraph (11) notification of the findings of the report by sending that person a copy of the report.
(15) In relation to a DSI matter in respect of which a determination has been made under regulation 65(2) , (2A) or (4) (procedure where conduct matter is revealed during investigation of DSI matter), the references in this regulation to the appropriate authority are references to the appropriate authority in relation to the person whose conduct is in question.

---
Source: https://www.legislation.gov.uk/uksi/2013/2325/regulation/67 (the official version)
Page: https://openlegislation.uk/national-crime-agency-complaints-and-misconduct-regulations-2013/regulation-67
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.