Open-Ended Investment Companies (Investment Companies with Variable Capital) Regulations (Northern Ireland) 1997 (revoked)

S.R. 1997/251 · Made 22 May 1997 · Extends to Northern Ireland

Contents

1. Part I: General Repealed
2. 1Citation, commencement and extent Repealed
3. 2Interpretation Repealed
4. Part II: Formation Supervision and Control Repealed
5. General Repealed
6. 3Investment company with variable capital Repealed
7. 4Registration by registrar of companies Repealed
8. 5Safekeeping of scheme property by depositary Repealed
9. 6SIB regulations Repealed
10. Authorisation Repealed
11. 7Applications for authorisation Repealed
12. 8Particulars of directors Repealed
13. 9Authorisation Repealed
14. 10Criteria for authorisation Repealed
15. 11Representations against refusal of authorisation Repealed
16. 12UCITS certificate Repealed
17. Registrar’s approval of names Repealed
18. 13Registrar’s approval of names Repealed
19. 14Prohibition on certain names Repealed
20. Alterations Repealed
21. 15SIB approval for certain changes in respect of company Repealed
22. Intervention Repealed
23. 16Revocation of authorisation Repealed
24. 17Representations against revocation Repealed
25. 18Directions Repealed
26. 19Notice of directions Repealed
27. 20Application to the court Repealed
28. Investigations Repealed
29. 21Investigations: functions of the Department and SIB Repealed
30. 22Investigations: powers and duties of inspectors Repealed
31. 23Investigations: disclosure Repealed
32. 24Investigations: supplementary Repealed
33. Winding up Repealed
34. 25Winding up by the court Repealed
35. 26Dissolution on winding up by the court Repealed
36. 27Dissolution in other circumstances Repealed
37. Part III: Corporate Code Repealed
38. 28Directors Repealed
39. 29Directors to have regard to interests of employees Repealed
40. 30Inspection of directors' service contracts Repealed
41. 31General meetings Repealed
42. 32Capacity of company Repealed
43. 33Power of directors and general meeting to bind the company Repealed
44. 34No duty to enquire as to capacity etc. Repealed
45. 35Exclusion of deemed notice Repealed
46. 36Restraint and ratification by shareholders Repealed
47. 37Events affecting company status Repealed
48. 38Invalidity of certain transactions involving directors Repealed
49. Shares Repealed
50. 39Shares Repealed
51. 40Share certificates Repealed
52. 41Exceptions from regulation 40 Repealed
53. 42Bearer shares Repealed
54. 43Register of shareholders Repealed
55. 44Power to close register Repealed
56. 45Power of court to rectify register Repealed
57. 46Share transfers Repealed
58. Operation Repealed
59. 47Power incidental to carrying on business Repealed
60. 48Name to appear in correspondence etc. Repealed
61. 49Particulars to appear in correspondence etc. Repealed
62. 50Contracts Repealed
63. 51Execution of documents Repealed
64. 52Execution of deeds overseas Repealed
65. 53Authentication of documents Repealed
66. 54Official seal for share certificates Repealed
67. 55Personal liability for contracts and deeds Repealed
68. 56Exemptions from liability to be void Repealed
69. 57Power of court to grant relief in certain cases Repealed
70. 58Punishment for fraudulent trading Repealed
71. 59Power to provide for employees on cessation or transfer of business Repealed
72. Reports Repealed
73. 60Reports: preparation Repealed
74. 61Reports: accounts Repealed
75. 62Reports: voluntary revision Repealed
76. 63Auditors Repealed
77. Mergers and divisions Repealed
78. 64Mergers and divisions Repealed
79. Part IV: Miscellaneous Repealed
80. 65Notifications to registrar of companies Repealed
81. 66Contraventions Repealed
82. 67Prosecutions Repealed
83. 68Offences: bodies corporate, partnerships and unincorporated associations Repealed
84. 69Time limits for prosecution of offences Repealed
85. 70Jurisdiction and procedure in respect of offences Repealed
86. 71Service of documents Repealed
87. 72Evidence of grant of probate etc. Repealed
88. 73SIB’s functions under the Regulations Repealed
89. 74Fees Repealed
90. 75Minor and consequential amendments Repealed
91. Signature
92. Schedule 1: Application of Part XXIV of 1986 Order Repealed
93. 1Paragraph 1 Repealed
94. 2Paragraph 2 Repealed
95. 3Paragraph 3 Repealed
96. 4Paragraph 4 Repealed
97. 5Paragraph 5 Repealed
98. 6Paragraph 6 Repealed
99. 7Paragraph 7 Repealed
100. 8Paragraph 8 Repealed
101. Schedule 2: Depositaries Repealed
102. 1Appointment Repealed
103. 2Appointment Repealed
104. 3Retirement Repealed
105. 4Rights Repealed
106. 5Statement by depositary ceasing to hold office Repealed
107. 6Statement by depositary ceasing to hold office Repealed
108. Schedule 3: Instrument of Incorporation Repealed
109. 1Paragraph 1 Repealed
110. 2Paragraph 2 Repealed
111. 3Paragraph 3 Repealed
112. 4Paragraph 4 Repealed
113. 5Paragraph 5 Repealed
114. 6Paragraph 6 Repealed
115. Schedule 4: Register of Shareholders Repealed
116. 1General Repealed
117. 2General Repealed
118. 3General Repealed
119. 4General Repealed
120. 5Contents Repealed
121. 6Contents Repealed
122. 7Contents Repealed
123. 8Contents Repealed
124. 9Location Repealed
125. 10Index Repealed
126. 11Inspection Repealed
127. 12Agent’s default Repealed
128. Schedule 5: Share Transfers Repealed
129. 1General Repealed
130. 2General Repealed
131. 3General Repealed
132. 4Transfer of registered shares Repealed
133. 5Transfer of registered shares Repealed
134. 6Transfer of registered shares Repealed
135. 7Transfer of registered shares Repealed
136. 8Transfer of registered shares Repealed
137. 9Transfer of bearer shares Repealed
138. 10Transfer of bearer shares Repealed
139. 11Miscellaneous Repealed
140. 12Miscellaneous Repealed
141. 13Miscellaneous Repealed
142. Schedule 6: Auditors Repealed
143. 1Eligibility Repealed
144. 2Eligibility Repealed
145. 3Eligibility Repealed
146. 4Appointment Repealed
147. 5Appointment Repealed
148. 6Appointment Repealed
149. 7Appointment Repealed
150. 8Rights Repealed
151. 9Rights Repealed
152. 10Remuneration Repealed
153. 11Remuneration Repealed
154. 12Removal Repealed
155. 13Rights on removal or non-reappointment Repealed
156. 14Rights on removal or non-reappointment Repealed
157. 15Resignation Repealed
158. 16Resignation Repealed
159. 17Resignation Repealed
160. 18Statement by auditor ceasing to hold office Repealed
161. 19Statement by auditor ceasing to hold office Repealed
162. Schedule 7: Mergers and Divisions Repealed
163. 1Paragraph 1 Repealed
164. 2Paragraph 2 Repealed
165. 3Paragraph 3 Repealed
166. 4Paragraph 4 Repealed
167. 5Paragraph 5 Repealed
168. 6Paragraph 6 Repealed
169. Schedule 8: Minor and Consequential Amendments Repealed
170. Part I: Primary Legislation Repealed
171. 1Stock Transfer Act (Northern Ireland) 1963 (c. 24 (N.I.)) Repealed
172. 2Data Protection Act 1984 (c. 35) Repealed
173. 3Companies (Northern Ireland) Order 1986 (N.I. 6) Repealed
174. 4Companies (Northern Ireland) Order 1986 (N.I. 6) Repealed
175. 5Companies (Northern Ireland) Order 1986 (N.I. 6) Repealed
176. 6Companies (Northern Ireland) Order 1986 (N.I. 6) Repealed
177. 7Companies (Northern Ireland) Order 1986 (N.I. 6) Repealed
178. 8Companies (Northern Ireland) Order 1986 (N.I. 6) Repealed
179. 9Companies (Northern Ireland) Order 1989 (N.I. 18) Repealed
180. 10Financial Services Act 1986 (c. 60) Repealed
181. 11Financial Services Act 1986 (c. 60) Repealed
182. 12Financial Services Act 1986 (c. 60) Repealed
183. 13Financial Services Act 1986 (c. 60) Repealed
184. 14Financial Services Act 1986 (c. 60) Repealed
185. 15Financial Services Act 1986 (c. 60) Repealed
186. 16Financial Services Act 1986 (c. 60) Repealed
187. 17Financial Services Act 1986 (c. 60) Repealed
188. Part II: Subordinate Legislation Repealed
189. The Data Protection (Regulation of Financial Services etc.) (Subject Access Exemption) Order 1987 (S.I. 1987/1905) Repealed
190. 18Paragraph 18 Repealed
191. The Uncertificated Securities Regulations 1995 (S.I. 1995/3272) Repealed
192. 19Paragraph 19 Repealed
193. 20Paragraph 20 Repealed
194. Explanatory note