# The Occupational and Personal Pension Schemes (Automatic Enrolment) (Miscellaneous Amendments) Regulations 2016, Regulation 3: Amendment of the Employers’ Duties (Registration and Compliance) Regulations 2010


(1) The Employers’ Duties (Registration and Compliance) Regulations 2010 are amended as follows.
(2) In paragraph (1) of regulation 2 (registration: general)—
(a) at the beginning of sub-paragraph (a), insert “on or”;
(b) at the end of sub-paragraph (b), for “or” substitute “and”; and
(c) for sub-paragraph (c) substitute—
“(c) on or after an automatic re-enrolment date for that employer.”.
(3) After paragraph (3) of regulation 2, insert—
“(4) In this Part, “automatic re-enrolment date” means an automatic re-enrolment date occurring by virtue of section 6(1)(b) of the Act (timing of automatic re-enrolment).”.
(4) For paragraph (1) of regulation 4 (registration: re-registration) substitute—
“(1) Where paragraph (1)(c) of regulation 2 applies, an employer must provide the information specified in paragraph (3) of this regulation in relation to each of its PAYE schemes—
(a) where it is the employer’s first automatic re-enrolment date, within the period of 5 months beginning with the third anniversary of the employer’s staging date; and
(b) in any other case, within the period of 5 months beginning with the third anniversary of the employer’s previous automatic re-enrolment date,
and the time at which an employer provides that information is referred to in this regulation as the “point of re-registration”.”.
(5) Omit paragraph (2) of regulation 4.
(6) In paragraph (3) of regulation 4—
(a) omit head (iii) in sub-paragraph (c) and the preceding “and”;
(b) after sub-paragraph (c) insert—
“(ca) the automatic re-enrolment date;”; and
(c) for paragraph (e) substitute—
“(e) the number of workers in the employer’s PAYE scheme who, immediately before the point of re-registration, were active members of a qualifying scheme or, if the employer uses more than one qualifying scheme to comply with the employers’ duties, the number of workers in each of those schemes;”.

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Source: https://www.legislation.gov.uk/uksi/2016/311/regulation/3 (the official version)
Page: https://openlegislation.uk/occupational-and-personal-pension-schemes-automatic-enrolment-miscellaneous-amendments-regulations-2016/regulation-3
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

