{
  "url": "https://openlegislation.uk/occupational-and-personal-pension-schemes-disclosure-of-information-regulations-2013/regulation-5",
  "json_url": "https://openlegislation.uk/occupational-and-personal-pension-schemes-disclosure-of-information-regulations-2013/regulation-5.json",
  "legislation": "uksi/2013/2734",
  "legislation_title": "The Occupational and Personal Pension Schemes (Disclosure of Information) Regulations 2013",
  "legislation_url": "https://openlegislation.uk/occupational-and-personal-pension-schemes-disclosure-of-information-regulations-2013",
  "path": "regulation/5",
  "kind": "regulation",
  "number": "5",
  "heading": "Civil penalties relating to occupational pension schemes",
  "text": "Where in relation to an occupational pension scheme a person fails without reasonable excuse to comply with any requirement imposed under these Regulations, the Regulator may, by notice in writing, require that person to pay, within 28 days, a penalty that must not—\n(a) in the case of an individual, exceed £5,000, and\n(b) in any other case exceed £50,000.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "C",
      "label": "C1",
      "text": "Reg. 5 excluded (24.7.2014) by The Pensions Act 2011 (Transitional, Consequential and Supplementary Provisions) Regulations 2014 (S.I. 2014/1711), regs. 1(1), 78 (with regs. 6, 41, 44(1), 47(1), 69(2), 72(1), 76(1)); coming into force immediately after s. 29 of 2011 c 19 - see S.I. 2014/1683, art. 2"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2013/2734/regulation/5",
    "retrieved_at": "2026-10-29T00:36:44.961024+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}