{
  "url": "https://openlegislation.uk/occupational-pension-schemes-disclosure-of-information-regulations-1996/regulation-11",
  "json_url": "https://openlegislation.uk/occupational-pension-schemes-disclosure-of-information-regulations-1996/regulation-11.json",
  "legislation": "uksi/1996/1655",
  "legislation_title": "The Occupational Pension Schemes (Disclosure of Information) Regulations 1996",
  "legislation_url": "https://openlegislation.uk/occupational-pension-schemes-disclosure-of-information-regulations-1996",
  "path": "regulation/11",
  "kind": "regulation",
  "number": "11",
  "heading": "Civil Penalties",
  "text": "Where any person fails, without reasonable excuse, to comply with any requirement imposed under these Regulations, the Regulatory Authority may by notice in writing require that person to pay within 28 days a penalty which shall—\n(a) in the case of an individual, not exceed £5,000, and\n(b) in any other case, not exceed £50,000.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Reg. 11 substituted (6.4.2005) by Personal and Occupational Pension Schemes (Indexation and Disclosure of Information) (Miscellaneous Amendments) Regulations 2005 (S.I. 2005/704), regs. 1(2), 17"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in reg. 11 inserted (6.4.2009) by Occupational, Personal and Stakeholder Pensions (Miscellaneous Amendments) Regulations 2009 (S.I. 2009/615), regs. 1(2), 6(2)"
    },
    {
      "type": "C",
      "label": "C1",
      "text": "Reg. 11 excluded (24.7.2014 immediately after 2011 c 19, s. 29 comes into force) by The Pensions Act 2011 (Transitional, Consequential and Supplementary Provisions) Regulations 2014 (S.I. 2014/1711), regs. 1(1), 78 (with regs. 6, 41, 44(1), 47(1), 69(2), 72(1), 76(1)); S.I. 2014/1683, art. 2"
    }
  ],
  "outstanding_effects": [
    {
      "type": "amended",
      "affecting": "uksi/1999/3198",
      "affecting_title": "The Personal and Occupational Pension Schemes (Miscellaneous Amendments) Regulations 1999"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/1996/1655/regulation/11",
    "retrieved_at": "2026-10-29T12:40:31.841882+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}