{
  "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996",
  "json_url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996.json",
  "id": "uksi/1996/2156",
  "title": "The Occupational Pension Schemes (Payments to Employers) Regulations 1996",
  "short_title": "Occupational Pension Schemes (Payments to Employers) 1996",
  "long_title": "These Regulations concern the requirements which must be satisfied before the employer may receive a payment or distribution of assets from an occupational pension scheme. The requirements are applicable only to exempt approved trust schemes.",
  "citation": "S.I. 1996/2156",
  "type": "uksi",
  "year": "1996",
  "number": "2156",
  "version": "current",
  "date": "1996-08-19",
  "revised": false,
  "valid_from": null,
  "extent": null,
  "unapplied_effects": 6,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "crossheading/preliminary",
      "kind": "crossheading",
      "number": null,
      "heading": "Preliminary",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation, commencement and interpretation",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-1",
      "extent": null,
      "status": null,
      "parent": "crossheading/preliminary"
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Meaning of “member”",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-2",
      "extent": null,
      "status": null,
      "parent": "crossheading/preliminary"
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "Application of these Regulations",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-3",
      "extent": null,
      "status": null,
      "parent": "crossheading/preliminary"
    },
    {
      "path": "crossheading/payments-from-surplus-ongoing-schemes",
      "kind": "crossheading",
      "number": null,
      "heading": "Payments from surplus — ongoing schemes",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/4",
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      "number": "4",
      "heading": "Notice of proposed payment from surplus",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-4",
      "extent": null,
      "status": null,
      "parent": "crossheading/payments-from-surplus-ongoing-schemes"
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Circumstances in which the Authority must be satisfied that requirements of section 37 of the 1995 Act are met",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-5",
      "extent": null,
      "status": null,
      "parent": "crossheading/payments-from-surplus-ongoing-schemes"
    },
    {
      "path": "regulation/6",
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      "heading": "Additional requirement for purposes of section 37 of the 1995 Act",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-6",
      "extent": null,
      "status": null,
      "parent": "crossheading/payments-from-surplus-ongoing-schemes"
    },
    {
      "path": "crossheading/distribution-of-excess-assets-schemes-winding-up",
      "kind": "crossheading",
      "number": null,
      "heading": "Distribution of excess assets — schemes winding up",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Notice of proposal to distribute excess assets to the employer",
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      "extent": null,
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    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Circumstances in which the Authority must be satisfied that requirements of section 76 of the 1995 Act are met",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-8",
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    },
    {
      "path": "regulation/9",
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      "number": "9",
      "heading": "Additional requirement for purposes of section 76 of the 1995 Act",
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      "extent": null,
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    },
    {
      "path": "regulation/10",
      "kind": "regulation",
      "number": "10",
      "heading": "Requirement to increase benefits — maximum limits",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-10",
      "extent": null,
      "status": null,
      "parent": "crossheading/distribution-of-excess-assets-schemes-winding-up"
    },
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      "path": "crossheading/miscellaneous",
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    },
    {
      "path": "regulation/11",
      "kind": "regulation",
      "number": "11",
      "heading": "Modification of schemes",
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      "extent": null,
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      "parent": "crossheading/miscellaneous"
    },
    {
      "path": "regulation/12",
      "kind": "regulation",
      "number": "12",
      "heading": "Schemes with more than one employer",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-12",
      "extent": null,
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    },
    {
      "path": "regulation/13",
      "kind": "regulation",
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      "heading": "Other multi-employer schemes",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-13",
      "extent": null,
      "status": null,
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    },
    {
      "path": "regulation/14",
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      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-14",
      "extent": null,
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    },
    {
      "path": "regulation/15",
      "kind": "regulation",
      "number": "15",
      "heading": "Revocations and savings",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/regulation-15",
      "extent": null,
      "status": null,
      "parent": "crossheading/miscellaneous"
    },
    {
      "path": "signature",
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      "extent": null,
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    },
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      "path": "note",
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      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/note",
      "extent": null,
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    }
  ],
  "has_text": true,
  "pdfs": [],
  "outstanding_effects": [
    {
      "type": "rev.in pt.",
      "affected_provisions": "reg.14(b)",
      "affecting": "uksi/1997/2559",
      "affecting_title": "The Occupational Pension Schemes (Payments to Employers) Amendment Regulations 1997",
      "affecting_provisions": "reg.2"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 12(2)(a)",
      "affecting": "uksi/1997/786",
      "affecting_title": "The Personal and Occupational Pension Schemes (Miscellaneous Amendments) Regulations 1997",
      "affecting_provisions": "Sch. 1 para. 14(2)"
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    {
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      "affecting_title": "The Personal and Occupational Pension Schemes (Miscellaneous Amendments) Regulations 1997",
      "affecting_provisions": "Sch. 1 para. 14(3)"
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    },
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      "type": "words substituted",
      "affected_provisions": "reg. 15(3)",
      "affecting": "uksi/2005/706",
      "affecting_title": "The Occupational Pension Schemes (Winding up etc.) Regulations 2005",
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    },
    {
      "type": "revoked",
      "affected_provisions": "Regulations",
      "affecting": "uksi/2006/802",
      "affecting_title": "The Occupational Pension Schemes (Payments to Employer) Regulations 2006",
      "affecting_provisions": "reg. 19 Sch. 2"
    }
  ],
  "made_under": [
    {
      "id": "ukpga/1995/26",
      "title": "Pensions Act 1995",
      "url": "https://openlegislation.uk/pensions-act-1995",
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  "changes_made_to_url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/changes.json",
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  "instruments_made_under_url": "https://openlegislation.uk/occupational-pension-schemes-payments-to-employers-regulations-1996/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/1996/2156",
    "retrieved_at": "2026-10-29T12:36:39.723772+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}