{
  "url": "https://openlegislation.uk/occupational-pension-schemes-winding-up-notices-and-reports-etc-regulations-2002/regulation-14",
  "json_url": "https://openlegislation.uk/occupational-pension-schemes-winding-up-notices-and-reports-etc-regulations-2002/regulation-14.json",
  "legislation": "uksi/2002/459",
  "legislation_title": "The Occupational Pension Schemes (Winding Up Notices and Reports etc.) Regulations 2002",
  "legislation_url": "https://openlegislation.uk/occupational-pension-schemes-winding-up-notices-and-reports-etc-regulations-2002",
  "path": "regulation/14",
  "kind": "regulation",
  "number": "14",
  "heading": "Directions by the Authority for facilitating winding up",
  "text": "(1) For the purposes of section 72B(2)(c)(iii) of the 1995 Act (by virtue of which the Authority may give directions during the winding up of a scheme if they consider that it is being obstructed or delayed by the failure of any person to provide information to a person of a prescribed description), the following persons are prescribed.\n(2) They are—\n(a) any person who has exercised or is exercising functions in relation to the scheme by or under an enactment,\n(b) any person acting as the custodian of any investments on behalf of the trustees or managers of the scheme,\n(c) any person holding—\n(i) documents relating to the payroll for pensions payable under the scheme or their payment,\n(ii) payroll records relating to employment to which the scheme relates,\n(iii) personnel pension records in respect of those who are or have been in such employment, or\n(iv) other information relating to the past or present membership of the scheme,\n(d) any person holding, or involved in the production or issue of, scheme documentation, announcements or written materials,\n(e) any person who is obliged under a contract with a person falling within any of sub-paragraphs (a) to (d) above to carry out on his behalf any function by virtue of the performance of which the other person falls or would fall within the sub-paragraph in question, and\n(f) any person appearing to the Authority to hold information or documents relating to the functioning of the scheme.\n(3) For the purposes of section 72B(3) of that Act (under which, except in prescribed circumstances, the Authority’s power to give directions under section 72B is limited to cases where periodic reports are required to be made under section 72A of that Act and the first report has been made or is due), the following circumstances are prescribed.\n(4) They are that—\n(a) the trustees or managers of the scheme have applied for the Authority to give directions under section 72B of that Act, or\n(b) the circumstances of the scheme are such that its winding up is unlikely to be completed within a reasonable period unless the Authority give such directions, or\n(c) the winding up began before 1st April 2006.\n(5) For the purposes of section 72B(5)(c) of that Act (by virtue of which a direction under section 72B may impose a requirement on a person of a prescribed description), any person formerly involved in the administration of the scheme is prescribed.\n(6) For the purposes of section 72B(6)(c) of that Act (by virtue of which a direction under section 72B may impose a requirement to provide information to a person of a prescribed description), any person exercising functions in relation to the scheme by or under an enactment is prescribed.\n(7) An application under section 72B(7) of that Act for the extension (or further extension) of a period within which steps required by a direction under section 72B are to be taken must be made in writing no later than two months before the date on which, apart from any extension (or further extension) as a result of the application, the period would end.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2002/459/regulation/14",
    "retrieved_at": "2026-10-29T07:14:10.851950+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}