{
  "url": "https://openlegislation.uk/official-listing-of-securities-prospectus-and-transparency-amendment-etc-eu-exit-regulations-2019/regulation-31",
  "json_url": "https://openlegislation.uk/official-listing-of-securities-prospectus-and-transparency-amendment-etc-eu-exit-regulations-2019/regulation-31.json",
  "legislation": "uksi/2019/707",
  "legislation_title": "The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019",
  "legislation_url": "https://openlegislation.uk/official-listing-of-securities-prospectus-and-transparency-amendment-etc-eu-exit-regulations-2019",
  "path": "regulation/31",
  "kind": "regulation",
  "number": "31",
  "heading": "Appointment by FCA of persons to carry out investigations",
  "text": "In section 97 (appointment by FCA of persons to carry out investigations), in subsection (1)—\n(a) in paragraph (a), for sub-paragraph (ii) (including the “or” at the end) substitute—\n“(ii) any other provision of qualifying transparency legislation, or”;\n(b) in paragraph (b), for sub-paragraph (ii) (including the “or” at the end) substitute—\n“(ii) any other provision of qualifying transparency legislation, or”;\n(c) in paragraph (ba) , for the words from “by that person of” to the end substitute “ by that person of qualifying transparency legislation; ”.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Reg. 31(a)(b) substituted (31.12.2020 immediately before IP completion day) by The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1234), regs. 1(3), 18 (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, reg. 29(2))); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "M",
      "label": "M1",
      "text": "Paragraph (ba) was inserted by S.I. 2015/1755."
    },
    {
      "type": "I",
      "label": "I1",
      "text": "Reg. 31 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2019/707/regulation/31",
    "retrieved_at": "2026-10-28T22:42:55.479468+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}