# The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019, Paragraph 35

Extent: E+W+S+N.I.

To specify the cases in which the exemptions laid down in rules 5.1.3, 5.4.1, 5.4.2 and 5.8.6 of the Disclosure Guidance and Transparency Rules sourcebook apply to financial instruments held by a person fulfilling orders received from clients or responding to a client's request to trade otherwise than on a proprietary basis, or hedging positions arising out of such dealings .

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Source: https://www.legislation.gov.uk/uksi/2019/707/schedule/2/paragraph/35 (the official version)
Page: https://openlegislation.uk/official-listing-of-securities-prospectus-and-transparency-amendment-etc-eu-exit-regulations-2019/schedule-2/paragraph-35
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.