{
  "url": "https://openlegislation.uk/open-ended-investment-companies-regulations-2001/regulation-80",
  "json_url": "https://openlegislation.uk/open-ended-investment-companies-regulations-2001/regulation-80.json",
  "legislation": "uksi/2001/1228",
  "legislation_title": "The Open-Ended Investment Companies Regulations 2001",
  "legislation_url": "https://openlegislation.uk/open-ended-investment-companies-regulations-2001",
  "path": "regulation/80",
  "kind": "regulation",
  "number": "80",
  "heading": "Contraventions",
  "text": "Any of the following persons, that is to say—\n(a) a person who contravenes any provision of these Regulations; and\n(b) an open-ended investment company (including any director or depositary of such a company) which contravenes any provision of FCA rules,\nis to be treated as having contravened rules made under section 137A of the Act (FCA’s general rules).",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in Regulations substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(2)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in reg. 80 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(9)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/1228/regulation/80",
    "retrieved_at": "2026-10-29T07:52:42.307916+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}