{
  "url": "https://openlegislation.uk/pensions-act-1995/section-41C",
  "json_url": "https://openlegislation.uk/pensions-act-1995/section-41C.json",
  "legislation": "ukpga/1995/26",
  "legislation_title": "Pensions Act 1995",
  "legislation_url": "https://openlegislation.uk/pensions-act-1995",
  "path": "section/41C",
  "kind": "section",
  "number": "41C",
  "heading": "Sections 41A and 41B: compliance",
  "text": "(1) Regulations may make provision with a view to ensuring compliance with a provision of regulations under section 41A or 41B.\n(2) The regulations may in particular—\n(a) provide for the Authority to issue a notice (a “compliance notice”) to a person with a view to ensuring the person's compliance with a provision of regulations under section 41A or 41B;\n(b) provide for the Authority to issue a notice (a “third party compliance notice”) to a person with a view to ensuring another person's compliance with a provision of regulations under section 41A or 41B;\n(c) provide for the Authority to issue a notice (a “penalty notice”) imposing a penalty on a person where the Authority are of the opinion that the person—\n(i) has failed to comply with a compliance notice or third party compliance notice, or\n(ii) has contravened a provision of regulations under section 41A or 41B;\n(d) provide for the making of a reference to the First-tier Tribunal or Upper Tribunal in respect of the issue of a penalty notice or the amount of a penalty;\n(e) confer other functions on the Authority.\n(3) The regulations may make provision for determining the amount, or the maximum amount, of a penalty in respect of a failure or contravention.\n(4) But the amount of a penalty imposed under the regulations in respect of a failure or contravention must not exceed—\n(a) £5,000, in the case of an individual, and\n(b) £50,000, in any other case.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Ss. 41A-41C inserted (31.5.2021) by Pension Schemes Act 2021 (c. 1), ss. 124(2), 131(1); S.I. 2021/620, reg. 2(2)(b)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukpga/1995/26/section/41C",
    "retrieved_at": "2026-10-28T17:14:42.886581+00:00",
    "licence": "OGL-UK-3.0",
    "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
    "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
  }
}