{
  "url": "https://openlegislation.uk/personal-equity-plan-amendment-no-2-regulations-1997/regulation-4",
  "json_url": "https://openlegislation.uk/personal-equity-plan-amendment-no-2-regulations-1997/regulation-4.json",
  "legislation": "uksi/1997/1716",
  "legislation_title": "The Personal Equity Plan (Amendment No. 2) Regulations 1997",
  "legislation_url": "https://openlegislation.uk/personal-equity-plan-amendment-no-2-regulations-1997",
  "path": "regulation/4",
  "kind": "regulation",
  "number": "4",
  "heading": "Amendments to the principal Regulations",
  "text": "(1) In regulation 4(3A) in sub-paragraph (a) after paragraph (iii) there shall be inserted—\n“(iiia) shares or rights to shares in an open-ended investment company or a part of an umbrella company, or\n(iiib) units or rights to units in an authorised unit trust or a part of an umbrella scheme, or”.\n(2) In regulation 4(6)—\n(a) in sub-paragraph (c) for the words “the share certificate or other document evidencing title to a plan investment” there shall be substituted the words “, where a share certificate or other document evidencing title to a plan investment is issued, it”;\n(b) for sub-paragraphs (d) and (e) there shall be substituted—\n“(d) that the plan manager shall, if the plan investor so elects, arrange for the plan investor to receive a copy of the annual report and accounts issued to investors by every company, unit trust, open-ended investment company or other entity in which he has plan investments;\n(e) that the plan manager shall be under an obligation (subject to any provisions made under any other enactment and if the plan investor so elects) to arrange for the plan investor to be able—\n(i) to attend any meetings of investors in companies, unit trusts, open-ended investment companies and other entities in which he has plan investments,\n(ii) to vote, and\n(iii) to receive, in addition to the documents referred to in sub-paragraph (d), any other information issued to investors in such companies, unit trusts, open-ended investment companies and other entities;”.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "Inserted by S.I. 1996/1355."
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "Amended by S.I. 1993/756, 1995/1539."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/1997/1716/regulation/4",
    "retrieved_at": "2026-10-29T12:05:41.656519+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}