{
  "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988",
  "json_url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988.json",
  "id": "uksi/1988/137",
  "title": "The Personal Pension Schemes (Appropriate Schemes) Regulations 1988",
  "short_title": "Personal Pension Schemes (Appropriate Schemes) 1988",
  "long_title": "These Regulations are all made under the Social Security Act 1986, and are made before the end of a period of 12 months from the commencement of the relevant sections of that Act. Consequently, by virtue of section 61(5) of that Act, the provisions of section 61(2) and (3) of the Social Security Pensions Act 1975 (as amended by section 86(1) of, and paragraph 94 of Schedule 10 to, the Social Security Act 1986), which require reference to the Occupational Pensions Board of, and a report by the Board on, proposals to make regulations for certain purposes of both Acts, do not apply to them.",
  "citation": "S.I. 1988/137",
  "type": "uksi",
  "year": "1988",
  "number": "137",
  "version": "current",
  "date": "1988-01-29",
  "revised": true,
  "valid_from": "1988-03-01",
  "extent": "E+W+S",
  "unapplied_effects": 55,
  "provisions": [
    {
      "path": "introduction",
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      "heading": "Introductory text",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/introduction",
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      "status": null,
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    },
    {
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      "heading": "Citation, commencement and interpretation",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-1",
      "extent": "E+W+S",
      "status": null,
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      "heading": "Forms of schemes which may be appropriate schemes",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-2",
      "extent": "E+W+S",
      "status": null,
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    {
      "path": "regulation/3",
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      "heading": "Persons who and bodies which may establish schemes",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-3",
      "extent": "E+W+S",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
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      "heading": "Information to be included in an application for an appropriate scheme certificate",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-4",
      "extent": "E+W+S",
      "status": null,
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    {
      "path": "regulation/5",
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      "heading": "Issue of appropriate scheme certificates",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-5",
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    {
      "path": "regulation/6",
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      "heading": "Further information and change of circumstances",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-6",
      "extent": "E+W+S",
      "status": null,
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    },
    {
      "path": "regulation/7",
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      "heading": "Applications for the variation of, and to surrender, appropriate scheme certificates",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-7",
      "extent": "E+W+S",
      "status": null,
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    },
    {
      "path": "regulation/8",
      "kind": "regulation",
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      "heading": "Determination of question arising on an application for the issue of an appropriate scheme certificate",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-8",
      "extent": "E+W+S",
      "status": null,
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    },
    {
      "path": "regulation/9",
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      "heading": "Determination of question arising on an application with a view to the variation or surrender of an appropriate scheme certificate",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-9",
      "extent": "E+W+S",
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    },
    {
      "path": "regulation/10",
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      "heading": "Other circumstances in which the Board may cancel an appropriate scheme certificate",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-10",
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    {
      "path": "regulation/11",
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    {
      "path": "regulation/12",
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      "heading": "Notice under section 1(9) of the Act",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-12",
      "extent": "E+W+S",
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    },
    {
      "path": "regulation/13",
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      "heading": "Notice under section 1(10) of the Act",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-13",
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    {
      "path": "regulation/14",
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      "heading": "Circumstances in which minimum contributions are not to be paid to schemes",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-14",
      "extent": "E+W+S",
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    },
    {
      "path": "regulation/15",
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      "heading": "Manner of payment of minimum contributions",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-15",
      "extent": "E+W+S",
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    },
    {
      "path": "regulation/16",
      "kind": "regulation",
      "number": "16",
      "heading": "Claim for the purpose of section 3(1)(b) of the Act",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-16",
      "extent": "E+W+S",
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    },
    {
      "path": "regulation/17",
      "kind": "regulation",
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      "heading": "Calculation or estimation of earnings",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-17",
      "extent": "E+W+S",
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    {
      "path": "regulation/18",
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      "heading": "Adjustment of amount of minimum contributions",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-18",
      "extent": "E+W+S",
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    },
    {
      "path": "regulation/19",
      "kind": "regulation",
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      "heading": "Cancellation of membership of interest-bearing account-funded appropriate personal pension schemes",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-19",
      "extent": "E+W+S",
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    {
      "path": "regulation/20",
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      "number": "20",
      "heading": "Transitional provisions",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/regulation-20",
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    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/signature",
      "extent": "E+W+S",
      "status": null,
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    {
      "path": "schedule/1",
      "kind": "schedule",
      "number": "1",
      "heading": "KINDS OF UNIT TRUST SCHEME THAT MAY BE AN APPROPRIATE SCHEME",
      "url": null,
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      "status": null,
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    },
    {
      "path": "schedule/1/part/I",
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      "heading": "kinds of unit trust scheme",
      "url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/schedule-1/part-I",
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    {
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    {
      "type": "words inserted",
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      "affecting_title": "The Personal Pension Schemes (Miscellaneous Amendments) Regulations 1988",
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    {
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    {
      "type": "added",
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      "affecting_title": "The Personal Pension Schemes (Miscellaneous Amendments) Regulations 1988",
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    {
      "type": "inserted",
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      "affecting_title": "The Personal Pension Schemes (Miscellaneous Amendments) Regulations 1988",
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    {
      "type": "words substituted",
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      "affecting_title": "The Personal Pension Schemes (Miscellaneous Amendments) Regulations 1988",
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    {
      "type": "amended",
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      "affecting_title": "The County of Gwynedd (Electoral Arrangements) Order 1988",
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    {
      "type": "words substituted",
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    {
      "type": "words substituted",
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    {
      "type": "inserted",
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    {
      "type": "words substituted",
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    {
      "type": "words omitted",
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      "affected_provisions": "reg. 20(5)",
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      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(12)(b)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "Sch. 2 para. 2",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(11)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 13",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(6)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 12(1)(2)(3)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(4)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 10(1)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(5)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 9(6)(b)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(4)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 9(6)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(5)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 8(5)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(5)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 7(2)(b)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(4)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 2(1A)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(3)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 1(2)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(2)(c)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 1(2)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(2)(a)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 14(3)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(4)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 1(2)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(2)(b)"
    },
    {
      "type": "words substituted",
      "affected_provisions": "reg. 13(1)(2)",
      "affecting": "uksi/1994/1062",
      "affecting_title": "The Occupational and Personal Pension Schemes (Consequential Amendments) Regulations 1994",
      "affecting_provisions": "Sch. 2 para. 21(4)"
    },
    {
      "type": "inserted",
      "affected_provisions": "reg. 15A",
      "affecting": "uksi/1995/1612",
      "affecting_title": "The Personal Pension Schemes (Appropriate Schemes) Amendment Regulations 1995",
      "affecting_provisions": "reg. 2"
    },
    {
      "type": "amended",
      "affected_provisions": "reg.2",
      "affecting": "uksi/1995/35",
      "affecting_title": "The Occupational and Personal Pension Schemes (Miscellaneous Amendments) Regulations 1995",
      "affecting_provisions": "reg.7(b)"
    },
    {
      "type": "substituted",
      "affected_provisions": "reg.1(2) (defn. of Friendly Society)",
      "affecting": "uksi/1995/35",
      "affecting_title": "The Occupational and Personal Pension Schemes (Miscellaneous Amendments) Regulations 1995",
      "affecting_provisions": "reg.7(a)"
    },
    {
      "type": "substituted",
      "affected_provisions": "reg.3(2)",
      "affecting": "uksi/1995/35",
      "affecting_title": "The Occupational and Personal Pension Schemes (Miscellaneous Amendments) Regulations 1995",
      "affecting_provisions": "reg.7(c)"
    },
    {
      "type": "substituted",
      "affected_provisions": "reg.12(2)",
      "affecting": "uksi/1996/776",
      "affecting_title": "The Personal and Occupational Pension Schemes (Miscellaneous Amendments) Regulations 1996",
      "affecting_provisions": "reg.6(a)"
    },
    {
      "type": "substituted",
      "affected_provisions": "reg.12(2A)",
      "affecting": "uksi/1996/776",
      "affecting_title": "The Personal and Occupational Pension Schemes (Miscellaneous Amendments) Regulations 1996",
      "affecting_provisions": "reg.6(b)"
    },
    {
      "type": "rev. (except regs.16,17 up to and including the tax year 1996-97)",
      "affected_provisions": "Instrument",
      "affecting": "uksi/1997/470",
      "affecting_title": "The Personal Pension Schemes (Appropriate Schemes) Regulations 1997",
      "affecting_provisions": "regs.19,20, Sch.3"
    },
    {
      "type": "rev. (except regs.16,17 up to and including the tax year 1996-97)",
      "affected_provisions": "Act",
      "affecting": "uksi/1997/470",
      "affecting_title": "The Personal Pension Schemes (Appropriate Schemes) Regulations 1997",
      "affecting_provisions": "regs.19,20, Sch.3"
    }
  ],
  "made_under": [
    {
      "id": "ukpga/1973/38",
      "title": "Social Security Act 1973",
      "url": "https://openlegislation.uk/social-security-act-1973",
      "provisions": [
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      ]
    },
    {
      "id": "ukpga/1986/50",
      "title": "Social Security Act 1986",
      "url": "https://openlegislation.uk/social-security-act-1986",
      "provisions": [
        "section/1",
        "section/2",
        "section/3",
        "section/84",
        "section/89",
        "schedule/1/paragraph/2",
        "schedule/1/paragraph/6"
      ]
    }
  ],
  "changes_made_to": 55,
  "changes_made_to_url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/changes.json",
  "changes_made_by": 7,
  "changes_made_by_url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/personal-pension-schemes-appropriate-schemes-regulations-1988/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/1988/137",
    "retrieved_at": "2026-10-29T16:12:36.047018+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}