Regulation 6 Approved personal pension schemes

(1)

The Board may by notice require any of the persons prescribed by paragraph (2), within the time prescribed by paragraph (3), to furnish to the Board such particulars, and to produce to the Board such documents, as they may reasonably require relating to—

(a)

any monies received or receivable by an approved personal pension scheme or under approved personal pension arrangements made in accordance with that scheme, or

(b)

any investments or other assets held by that scheme or under those arrangements, or

(c)

any monies paid or payable out of funds held under that scheme or those arrangements, including any monies paid by way of repayment of contributions to a member of that scheme or his employer.

(2)

The persons prescribed are—

(a)

the person who is for the time being the scheme administrator in relation to the scheme concerned;

(b)

any person who was at any time prior to the relevant date the scheme administrator in relation to that scheme, other than an excluded person;

(c)

any person who is, or has been at any time prior to the relevant date, a scheme provider in relation to that scheme, other than an excluded person;

(d)

any person who provides, or has at any time prior to the relevant date provided, administrative services to that scheme, other than an excluded person.

(3)

The time prescribed is such time (not being less than 28 days) as is provided by the notice.

(4)

A notice under paragraph (1) may require particulars to be furnished, and documents to be produced, relating to more than one scheme.