Paragraph 7 Financial Service and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001

In the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001^f1, in Part 1 of the Schedule (recognition requirements for investment exchanges), in paragraph 9ZB(6), in the definition of “the disclosure obligations”—

(a)

in paragraph (b)—

(i)

omit “Part 6 of the Act and”;

(ii)

omit sub-paragraph (i);

(iii)

omit “in the case of Part 6 rules”;

(b)

after paragraph (b) insert—

“(ba)

any applicable rules made by the FCA by virtue of Part 3 of the Public Offers and Admissions to Trading Regulations 2024;

(bb)

regulation 23 of those Regulations;”;

(c)

in paragraphs (c) and (d), omit “, (b)(i)”.

Annotations

Footnotes

f1: S.I. 2001/995; paragraph 9ZB of the Schedule was inserted by S.I. 2017/701 and amended by S.I. 2019/662 and 2025/82.