{
  "url": "https://openlegislation.uk/railways-and-other-guided-transport-systems-safety-regulations-2006/schedule-10/paragraph-23",
  "json_url": "https://openlegislation.uk/railways-and-other-guided-transport-systems-safety-regulations-2006/schedule-10/paragraph-23.json",
  "legislation": "uksi/2006/599",
  "legislation_title": "The Railways and Other Guided Transport Systems (Safety) Regulations 2006",
  "legislation_url": "https://openlegislation.uk/railways-and-other-guided-transport-systems-safety-regulations-2006",
  "path": "schedule/10/paragraph/23",
  "kind": "paragraph",
  "number": "23",
  "heading": "Monitoring: a structured approach to ensure that risk control measures are in place, working correctly and achieving the organisation's objectives",
  "text": "(1) The organisation must have a procedure to regularly collect, monitor and analyse relevant safety data, including—\n(a) the performance of relevant processes;\n(b) the results of processes, including all contracted services and products;\n(c) the effectiveness of risk control arrangements;\n(d) information on experience, malfunctions, defects and repairs arising from day-to-day operation and maintenance.\n(2) The organisation must have procedures to ensure that accidents, incidents, near-misses and other dangerous occurrences are reported, logged, investigated and analysed.\n(3) For a periodic review of all processes, the organisation must have an internal auditing system which is independent, impartial and acts in a transparent way. This system must have procedures in place to—\n(a) develop an internal audit plan, which can be revised depending on the results of previous audits and monitoring of performance;\n(b) analyse and evaluate the results of the audits;\n(c) propose and implement specific corrective measures/actions;\n(d) verify the effectiveness of previous measures/actions.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Schs. 8-11 inserted (31.12.2020) by The Rail Safety (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/837), reg. 1, Sch. para. 1 (as amended in Sch. 11 paras. 14, 16, 17 by S.I. 2019/1310, reg. 1(2)(c), Sch. 1 paras. 2, 3, 4); 2020 c. 1, Sch. 5 para. 1(1)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2006/599/schedule/10/paragraph/23",
    "retrieved_at": "2026-10-29T04:35:37.659804+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}