{
  "url": "https://openlegislation.uk/register-of-people-with-significant-control-regulations-2016/schedule-4/paragraph-12A",
  "json_url": "https://openlegislation.uk/register-of-people-with-significant-control-regulations-2016/schedule-4/paragraph-12A.json",
  "legislation": "uksi/2016/339",
  "legislation_title": "The Register of People with Significant Control Regulations 2016",
  "legislation_url": "https://openlegislation.uk/register-of-people-with-significant-control-regulations-2016",
  "path": "schedule/4/paragraph/12A",
  "kind": "paragraph",
  "number": "12A",
  "heading": null,
  "text": "The credit institution or financial institution maintains appropriate procedures—\n(a) to ensure that an independent person can investigate and audit the measures maintained by that institution for the purposes of ensuring the security of any information disclosed to it; and\n(b) for the purposes of ensuring that it complies with its obligations under the data protection legislation (as defined in section 3 of the Data Protection Act 2018).",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Sch. 4 Pt. 2A inserted (26.6.2017) by The Information about People with Significant Control (Amendment) Regulations 2017 (S.I. 2017/693), regs. 2, 19(2) (with Sch. Pt. 1)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Sch. 4 para. 12A(b) substituted (25.5.2018) by Data Protection Act 2018 (c. 12), s. 212(1), Sch. 19 para. 401 (with ss. 117, 209, 210); S.I. 2018/625, reg. 2(1)(g)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Words in Sch. 4 para. 12A(b) substituted (31.12.2020) by The Companies, Limited Liability Partnerships and Partnerships (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/348), reg. 2, Sch. 2 para. 14(f) (with Sch. 4 para. 5) (as amended by S.I. 2020/523, regs. 1(2), 20); 2020 c. 1, Sch. 5 para. 1(1)"
    }
  ],
  "outstanding_effects": [
    {
      "type": "word omitted",
      "affecting": "uksi/2025/1331",
      "affecting_title": "The Data (Use and Access) Act 2025 (Consequential and Other Amendments) Regulations 2025"
    },
    {
      "type": "inserted",
      "affecting": "uksi/2025/1331",
      "affecting_title": "The Data (Use and Access) Act 2025 (Consequential and Other Amendments) Regulations 2025"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2016/339/schedule/4/paragraph/12A",
    "retrieved_at": "2026-10-28T23:25:43.390351+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}