# The Register of People with Significant Control Regulations 2016, Paragraph 12A

Extent: E+W+S+N.I.

The credit institution or financial institution maintains appropriate procedures—
(a) to ensure that an independent person can investigate and audit the measures maintained by that institution for the purposes of ensuring the security of any information disclosed to it; and
(b) for the purposes of ensuring that it complies with its obligations under the data protection legislation (as defined in section 3 of the Data Protection Act 2018).

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Source: https://www.legislation.gov.uk/uksi/2016/339/schedule/4/paragraph/12A (the official version)
Page: https://openlegislation.uk/register-of-people-with-significant-control-regulations-2016/schedule-4/paragraph-12A
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.